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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCTT
951
Ultra Clean Holdings
UCTT
$3.12B
$592K 0.01%
10,202
-10,459
-51% -$482K
RMM
952
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$591K 0.01%
+31,755
New +$586K
TDSB icon
953
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$48.8M
$591K 0.01%
24,063
+174
+0.7% +$4.22K
BOOT icon
954
Boot Barn
BOOT
$4.58B
$590K 0.01%
9,472
-6,959
-42% -$408K
ONTO icon
955
Onto Innovation
ONTO
$10.9B
$589K 0.01%
+8,961
New +$534K
ENTG icon
956
Entegris
ENTG
$16.3B
$588K 0.01%
5,258
-2,010
-28% -$207K
DEO icon
957
Diageo
DEO
$49.6B
$587K 0.01%
3,576
+145
+4% +$23.7K
THO icon
958
Thor Industries
THO
$4.06B
$587K 0.01%
+4,356
New +$528K
GPK icon
959
Graphic Packaging
GPK
$3.35B
$586K 0.01%
32,275
-3,193
-9% -$54.5K
ESTC icon
960
Elastic
ESTC
$6.7B
$584K 0.01%
5,254
+2,191
+72% +$311K
REM icon
961
iShares Mortgage Real Estate ETF
REM
$549M
$583K 0.01%
16,532
-962
-5% -$32.2K
UA icon
962
Under Armour Class C
UA
$2.95B
$581K 0.01%
31,487
-5,512
-15% -$96.9K
VERI icon
963
Veritone
VERI
$92.9M
$579K 0.01%
24,160
+1,579
+7% +$56.3K
SRC
964
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$577K 0.01%
13,587
-3,384
-20% -$138K
CMBM
965
DELISTED
Cambium Networks
CMBM
$576K 0.01%
12,324
-8,940
-42% -$354K
AEO icon
966
American Eagle Outfitters
AEO
$2.94B
$575K 0.01%
+19,663
New +$503K
SPT icon
967
Sprout Social
SPT
$530M
$573K 0.01%
+9,921
New +$622K
FMF icon
968
First Trust Managed Futures Strategy Fund
FMF
$248M
$572K 0.01%
12,091
-830
-6% -$38.7K
SYNA icon
969
Synaptics
SYNA
$4.05B
$572K 0.01%
4,223
-2,896
-41% -$353K
MTSI icon
970
MACOM Technology Solutions
MTSI
$17.4B
$570K 0.01%
+9,817
New +$609K
HPE icon
971
Hewlett Packard
HPE
$58.8B
$567K 0.01%
35,999
-23,784
-40% -$329K
TGNA
972
DELISTED
TEGNA Inc
TGNA
$567K 0.01%
+30,115
New +$528K
MPT
973
Medical Properties Trust
MPT
$2.84B
$566K 0.01%
26,582
-683
-3% -$14.7K
CHWY icon
974
Chewy
CHWY
$9.54B
$563K 0.01%
6,644
+4,202
+172% +$409K
FEM icon
975
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$563K 0.01%
21,322
+783
+4% +$20.8K
37 38
39
40 41

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.