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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJ icon
801
BJs Wholesale Club
BJ
$12.8B
$919K 0.01%
20,476
+4,993
+32% +$209K
CHTR icon
802
Charter Communications
CHTR
$17.3B
$912K 0.01%
1,478
+164
+12% +$102K
BSCM
803
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$912K 0.01%
42,128
-10,143
-19% -$220K
MKC icon
804
McCormick & Company Non-Voting
MKC
$14B
$910K 0.01%
10,204
+738
+8% +$65.7K
XBI icon
805
State Street SPDR S&P Biotech ETF
XBI
$10B
$910K 0.01%
6,711
-402
-6% -$60.2K
O icon
806
Realty Income
O
$61.1B
$909K 0.01%
14,781
-27,030
-65% -$1.6M
SJM icon
807
J.M. Smucker
SJM
$13.5B
$906K 0.01%
7,159
+288
+4% +$34K
VNQI icon
808
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$906K 0.01%
16,244
-8,772
-35% -$480K
MFEM icon
809
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$137M
$905K 0.01%
+31,378
New +$911K
MSI icon
810
Motorola Solutions
MSI
$72.1B
$904K 0.01%
4,808
+219
+5% +$39.1K
SPHR icon
811
Sphere Entertainment
SPHR
$5.02B
$904K 0.01%
+11,051
New +$1.1M
WBND
812
DELISTED
Western Asset Total Return ETF
WBND
$893K 0.01%
9,479
-1,296
-12% -$125K
AVTR icon
813
Avantor
AVTR
$9.82B
$889K 0.01%
+30,713
New +$887K
BGC icon
814
BGC Group
BGC
$5.64B
$887K 0.01%
+183,588
New +$781K
IYH icon
815
iShares US Healthcare ETF
IYH
$3.44B
$886K 0.01%
17,555
+1,545
+10% +$77.7K
NATH icon
816
Nathan's Famous
NATH
$403M
$883K 0.01%
14,000
– –
DFEB icon
817
FT Vest US Equity Deep Buffer ETF February
DFEB
$456M
$882K 0.01%
26,572
-1,330
-5% -$43.5K
ON icon
818
ON Semiconductor
ON
$30.7B
$881K 0.01%
21,175
-6,441
-23% -$247K
QTEC icon
819
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$880K 0.01%
6,101
+1,152
+23% +$166K
LKQ icon
820
LKQ Corp
LKQ
$6.72B
$878K 0.01%
20,743
-1,538
-7% -$60.5K
ECL icon
821
Ecolab
ECL
$79.8B
$877K 0.01%
4,098
-507
-11% -$108K
SPLB icon
822
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$873K 0.01%
28,935
-117,750
-80% -$3.67M
BERY
823
DELISTED
Berry Global Group, Inc.
BERY
$873K 0.01%
15,487
+1,473
+11% +$76.5K
NTRS icon
824
Northern Trust
NTRS
$21.8B
$863K 0.01%
8,206
-2,450
-23% -$240K
PMAY icon
825
Innovator US Equity Power Buffer ETF May
PMAY
$802M
$855K 0.01%
29,648
-7,445
-20% -$213K
31 32
33
34 35

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.