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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.85B
AUM Growth
-$10.7B
Cap. Flow
-$11.3B
Cap. Flow %
-128.03%
Top 10 Hldgs %
18.38%
Holding
2,078
New
38
Increased
114
Reduced
982
Closed
936

Top Buys

Rank Stock Value
1
APRW icon
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
+$51.5M
2
FEBW icon
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
+$50M
3
MART icon
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
+$49.6M
4
PMAR icon
Innovator US Equity Power Buffer ETF March
PMAR
+$44.1M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$39.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$334M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$301M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
4
MSFT icon
Microsoft
MSFT
+$246M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$216M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 7.09%
3 Consumer Discretionary 4.93%
4 Healthcare 4.29%
5 Communication Services 3.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTGS icon
651
First Trust Growth Strength ETF
FTGS
$1.28B
$1M 0.01%
32,566
-894,472
-96% -$25.7M
FALN icon
652
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$992K 0.01%
36,917
-52,803
-59% -$1.4M
DNOV icon
653
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$990K 0.01%
24,506
-22,900
-48% -$905K
SPHD icon
654
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$986K 0.01%
22,203
-117,155
-84% -$4.98M
QYLD icon
655
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$986K 0.01%
55,034
-509,454
-90% -$9.03M
FSEP icon
656
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$983K 0.01%
23,128
-40,040
-63% -$1.65M
PRCH icon
657
Porch Group
PRCH
$1.35B
$970K 0.01%
225,086
+15,784
+8% +$47.1K
UOCT icon
658
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$967K 0.01%
28,781
+494
+2% +$16.3K
AOR icon
659
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$967K 0.01%
17,367
-13,774
-44% -$743K
PFRL icon
660
PGIM Floating Rate Income ETF
PFRL
$122M
$965K 0.01%
+18,909
New +$957K
NVO
661
Novo Nordisk
NVO
$228B
$949K 0.01%
7,389
-56,418
-88% -$6.72M
BSX icon
662
Boston Scientific
BSX
$68.4B
$937K 0.01%
13,679
-20,981
-61% -$1.35M
XBI icon
663
State Street SPDR S&P Biotech ETF
XBI
$10B
$937K 0.01%
9,870
-10,905
-52% -$1.01M
DMAR icon
664
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
$935K 0.01%
26,779
+14,369
+116% +$492K
GSY icon
665
Invesco Ultra Short Duration ETF
GSY
$3.86B
$934K 0.01%
18,724
-15,687
-46% -$783K
FISV
666
Fiserv Inc
FISV
$29.7B
$933K 0.01%
5,838
-47,417
-89% -$6.91M
VOOG icon
667
Vanguard S&P 500 Growth ETF
VOOG
$24.7B
$932K 0.01%
18,348
-19,770
-52% -$955K
XEL icon
668
Xcel Energy
XEL
$49.2B
$930K 0.01%
17,306
-64,036
-79% -$3.66M
IBHF icon
669
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$821M
$929K 0.01%
40,298
-36,370
-47% -$834K
CLSM icon
670
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$92.7M
$928K 0.01%
45,248
-215,841
-83% -$4.34M
PFF icon
671
iShares Preferred and Income Securities ETF
PFF
$13.1B
$925K 0.01%
28,696
-58,273
-67% -$1.86M
NXTG icon
672
First Trust Indxx NextG ETF
NXTG
$523M
$924K 0.01%
11,659
-4,518
-28% -$349K
SHYG icon
673
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$918K 0.01%
21,575
-568,022
-96% -$24M
IRM icon
674
Iron Mountain
IRM
$35.9B
$914K 0.01%
11,395
-40,397
-78% -$2.92M
CMF icon
675
iShares California Muni Bond ETF
CMF
$4.55B
$909K 0.01%
15,806
– –
25 26
27
28 29

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2024 Portfolio in Review

As of Q1 2024, AE Wealth Management held 2,078 positions worth $8.85B, down 55% from $19.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $11.3B in Q1 2024, closing 936 positions and reducing 982 holdings. Its most notable exit was Dimensional US Sustainability Core 1 ETF, an estimated $197M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, AE Wealth Management opened a new position in AllianzIM U.S. Equity Buffer20 Apr ETF worth $52.1M.

  • AE Wealth Management's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Apr ETF: 1,720,647 shares worth $52.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Feb ETF in Q1 2024, an estimated $50M increase.
  • AE Wealth Management's biggest Q1 2024 reduction was Apple, cutting an estimated $334M.
  • AE Wealth Management fully exited Dimensional US Sustainability Core 1 ETF in Q1 2024, selling an estimated $197M.
  • AE Wealth Management's ten largest holdings make up 18% of its $8.85B portfolio in Q1 2024.
  • AE Wealth Management opened 38 new positions and closed 936 in Q1 2024.
  • AE Wealth Management's portfolio value fell 55% quarter-over-quarter to $8.85B.

Based on AE Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.