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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$540M
AUM Growth
+$293M
Cap. Flow
+$280M
Cap. Flow %
51.89%
Top 10 Hldgs %
43.82%
Holding
278
New
89
Increased
165
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$53.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.9M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.5M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$11.1M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.36M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$1.32M
3
PBI icon
Pitney Bowes
PBI
+$781K
4
FTR
Frontier Communications Corp.
FTR
+$668K
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$342K

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.69%
2 Energy 3.47%
3 Healthcare 3.36%
4 Communication Services 3.3%
5 Technology 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
26
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.55M 0.66%
68,502
+46,744
+215% +$2.39M
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.54M 0.66%
11,344
+9,739
+607% +$3.02M
VYM icon
28
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.39M 0.63%
43,705
+38,326
+713% +$2.96M
PM icon
29
Philip Morris
PM
$301B
$3.23M 0.6%
28,584
+9,843
+53% +$1.02M
IGIB icon
30
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.23M 0.6%
59,192
+41,556
+236% +$2.26M
IWS icon
31
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$3.2M 0.59%
38,532
+28,787
+295% +$2.38M
IEMG icon
32
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.16M 0.59%
66,058
+23,881
+57% +$1.1M
IJR icon
33
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.13M 0.58%
45,258
+39,228
+651% +$2.71M
FGD icon
34
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$3.13M 0.58%
+127,507
New +$3.09M
WDIV icon
35
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$3.09M 0.57%
+47,818
New +$3.05M
MO icon
36
Altria Group
MO
$122B
$3.04M 0.56%
42,555
+13,861
+48% +$1M
JNJ icon
37
Johnson & Johnson
JNJ
$634B
$2.97M 0.55%
23,841
+10,204
+75% +$1.22M
PG icon
38
Procter & Gamble
PG
$343B
$2.89M 0.54%
32,206
+11,225
+54% +$995K
SO icon
39
Southern Company
SO
$110B
$2.86M 0.53%
57,395
+24,622
+75% +$1.22M
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.81M 0.52%
70,685
+32,387
+85% +$1.25M
ABBV icon
41
AbbVie
ABBV
$458B
$2.68M 0.5%
41,086
+13,334
+48% +$838K
GE icon
42
GE Aerospace
GE
$367B
$2.59M 0.48%
18,129
+4,315
+31% +$625K
JPIN icon
43
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$2.54M 0.47%
47,869
+9,793
+26% +$502K
DUK icon
44
Duke Energy
DUK
$102B
$2.4M 0.44%
29,258
+9,087
+45% +$722K
SRLN icon
45
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$2.37M 0.44%
49,743
+9,587
+24% +$455K
KO icon
46
Coca-Cola
KO
$354B
$2.29M 0.42%
53,971
+14,575
+37% +$608K
MRK icon
47
Merck
MRK
$324B
$2.27M 0.42%
37,384
+6,397
+21% +$388K
TIP icon
48
iShares TIPS Bond ETF
TIP
$14.5B
$2.24M 0.42%
19,572
+12,027
+159% +$1.37M
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$2.23M 0.41%
24,546
+20,534
+512% +$1.84M
MSFT icon
50
Microsoft
MSFT
$2.84T
$2.23M 0.41%
33,820
+11,825
+54% +$758K
1
2
3 4 5

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AE Wealth Management's Q1 2017 Portfolio in Review

As of Q1 2017, AE Wealth Management held 278 positions worth $540M, up 119% from $247M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

AE Wealth Management deployed $280M of net new capital in Q1 2017, opening 89 new positions and adding to 165 existing holdings. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 3.7% of assets, down from 4.7% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.36M trimmed.

  • AE Wealth Management's largest Q1 2017 buy was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $53.9M increase.
  • AE Wealth Management's biggest Q1 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.36M.
  • AE Wealth Management fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2017, selling an estimated $1.32M.
  • AE Wealth Management's ten largest holdings make up 44% of its $540M portfolio in Q1 2017.
  • AE Wealth Management opened 89 new positions and closed 7 in Q1 2017.
  • AE Wealth Management's portfolio value rose 119% quarter-over-quarter to $540M.

Based on AE Wealth Management's 13F filing for Q1 2017, filed 11 May 2017.