We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.85B
AUM Growth
-$10.7B
Cap. Flow
-$11.3B
Cap. Flow %
-128.03%
Top 10 Hldgs %
18.38%
Holding
2,078
New
38
Increased
114
Reduced
982
Closed
936

Top Buys

Rank Stock Value
1
APRW icon
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
+$51.5M
2
FEBW icon
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
+$50M
3
MART icon
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
+$49.6M
4
PMAR icon
Innovator US Equity Power Buffer ETF March
PMAR
+$44.1M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$39.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$334M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$301M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
4
MSFT icon
Microsoft
MSFT
+$246M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$216M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 7.09%
3 Consumer Discretionary 4.93%
4 Healthcare 4.29%
5 Communication Services 3.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBS icon
401
HubSpot
HUBS
$12.9B
$3.04M 0.03%
4,854
-13,941
-74% -$8.38M
YMAG icon
402
YieldMax Magnificent 7 Fund of Option Income ETFs
YMAG
$272M
$3.02M 0.03%
+147,763
New +$3.01M
SPYD icon
403
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$3.02M 0.03%
74,201
-56,081
-43% -$2.19M
PAUG icon
404
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$3.02M 0.03%
85,298
-1,785,586
-95% -$61.3M
VEEV icon
405
Veeva Systems
VEEV
$33.8B
$3M 0.03%
12,948
-31,585
-71% -$6.82M
ARCC icon
406
Ares Capital
ARCC
$13.4B
$2.99M 0.03%
143,818
-183,422
-56% -$3.72M
KR icon
407
Kroger
KR
$36.7B
$2.96M 0.03%
51,796
-78,725
-60% -$3.88M
IDU icon
408
iShares US Utilities ETF
IDU
$1.37B
$2.95M 0.03%
34,924
-697
-2% -$55.6K
HEEM icon
409
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
$2.94M 0.03%
114,436
-2,142
-2% -$52.8K
CHY
410
Calamos Convertible and High Income Fund
CHY
$978M
$2.92M 0.03%
247,661
-1,183
-0.5% -$13.9K
WDAY icon
411
Workday
WDAY
$41.5B
$2.88M 0.03%
10,541
-31,167
-75% -$8.87M
FQAL icon
412
Fidelity Quality Factor ETF
FQAL
$1.4B
$2.84M 0.03%
48,126
-1,870
-4% -$105K
IBHE
413
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$2.8M 0.03%
119,938
-738,730
-86% -$17.2M
DECW icon
414
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$225M
$2.8M 0.03%
96,557
-592,453
-86% -$16.9M
WAL icon
415
Western Alliance Bancorporation
WAL
$8.81B
$2.8M 0.03%
43,607
+3,085
+8% +$189K
SPEM icon
416
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.7B
$2.78M 0.03%
76,910
-794,025
-91% -$27.9M
AXP icon
417
American Express
AXP
$224B
$2.75M 0.03%
12,085
-59,183
-83% -$12.3M
LQD icon
418
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$2.73M 0.03%
25,036
-47,432
-65% -$5.15M
PJUL icon
419
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$2.72M 0.03%
71,642
-1,201,266
-94% -$44.5M
NHC icon
420
National Healthcare
NHC
$3.57B
$2.71M 0.03%
28,696
-304
-1% -$28.8K
JANZ icon
421
TrueShares Structured Outcome January ETF
JANZ
$40.1M
$2.71M 0.03%
84,246
-8,373
-9% -$259K
PXD
422
DELISTED
Pioneer Natural Resource Co.
PXD
$2.7M 0.03%
10,293
-22,497
-69% -$5.27M
IEF icon
423
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$2.7M 0.03%
28,522
-415,783
-94% -$39.4M
BUFR icon
424
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$2.69M 0.03%
96,122
-2,796,653
-97% -$76.2M
GDX icon
425
VanEck Gold Miners ETF
GDX
$22.5B
$2.69M 0.03%
84,971
-197,364
-70% -$5.61M
15 16
17
18 19

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2024 Portfolio in Review

As of Q1 2024, AE Wealth Management held 2,078 positions worth $8.85B, down 55% from $19.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $11.3B in Q1 2024, closing 936 positions and reducing 982 holdings. Its most notable exit was Dimensional US Sustainability Core 1 ETF, an estimated $197M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, AE Wealth Management opened a new position in AllianzIM U.S. Equity Buffer20 Apr ETF worth $52.1M.

  • AE Wealth Management's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Apr ETF: 1,720,647 shares worth $52.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Feb ETF in Q1 2024, an estimated $50M increase.
  • AE Wealth Management's biggest Q1 2024 reduction was Apple, cutting an estimated $334M.
  • AE Wealth Management fully exited Dimensional US Sustainability Core 1 ETF in Q1 2024, selling an estimated $197M.
  • AE Wealth Management's ten largest holdings make up 18% of its $8.85B portfolio in Q1 2024.
  • AE Wealth Management opened 38 new positions and closed 936 in Q1 2024.
  • AE Wealth Management's portfolio value fell 55% quarter-over-quarter to $8.85B.

Based on AE Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.