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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
(+12%)
Cap. Flow
+$840M
Cap. Flow
% of AUM
8.48%
Top 10 Holdings %
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$100M |
| 2 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$65.5M |
| 3 |
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
|
+$52.9M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$52.5M |
| 5 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$51.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$41.9M |
| 2 |
Schwab US Dividend Equity ETF
SCHD
|
+$41.4M |
| 3 |
Invesco Dow Jones Industrial Average Dividend ETF
DJD
|
+$39.4M |
| 4 |
Invesco S&P SmallCap Low Volatility ETF
XSLV
|
+$35.5M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$35.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.93% |
| 2 | Financials | 3.92% |
| 3 | Consumer Discretionary | 3.5% |
| 4 | Healthcare | 3.03% |
| 5 | Communication Services | 2.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $5.42M | 0.05% |
53,204
-22,612
| -30% | -$2.31M |
|
302
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
| $5.35M | 0.05% |
135,585
-1,023
| -0.7% | -$38.5K |
|
303
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
| $5.35M | 0.05% |
116,837
+82,025
| +236% | +$3.6M |
|
304
Palantir
PLTR
$296B
| $5.25M | 0.05% |
225,624
+182,931
| +428% | +$5.02M |
|
305
Dow Inc
DOW
$20.8B
| $5.21M | 0.05% |
81,485
+9,299
| +13% | +$556K |
|
306
iShares Silver Trust
SLV
$27.6B
| $5.2M | 0.05% |
228,864
+87,640
| +62% | +$2.13M |
|
307
Oracle
ORCL
$346B
| $5.16M | 0.05% |
73,549
+32,361
| +79% | +$2.1M |
|
308
Humana
HUM
$46.7B
| $5.09M | 0.05% |
12,145
+4,584
| +61% | +$1.83M |
|
309
First Trust Water ETF
FIW
$1.9B
| $5.09M | 0.05% |
65,085
+61,139
| +1,549% | +$4.64M |
|
310
iShares Select Dividend ETF
DVY
$24.1B
| $5.09M | 0.05% |
44,573
+15,589
| +54% | +$1.65M |
|
311
RTX Corp
RTX
$295B
| $5.03M | 0.05% |
65,150
-6,733
| -9% | -$491K |
|
|
CHY
312
Calamos Convertible and High Income Fund
CHY
$1B
| $5M | 0.05% |
335,657
+142,022
| +73% | +$2.12M |
|
313
iShares US Medical Devices ETF
IHI
$3.14B
| $4.98M | 0.05% |
90,420
-96,300
| -52% | -$5.34M |
|
314
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
| $4.93M | 0.05% |
139,421
+36,621
| +36% | +$1.28M |
|
315
Sony
SONY
$133B
| $4.9M | 0.05% |
231,010
+117,420
| +103% | +$2.48M |
|
316
General Dynamics
GD
$106B
| $4.84M | 0.05% |
26,647
+7,443
| +39% | +$1.22M |
|
317
First Trust Long Duration Opportunities ETF
LGOV
$625M
| $4.84M | 0.05% |
180,125
-77,805
| -30% | -$2.17M |
|
318
Trane Technologies
TT
$104B
| $4.82M | 0.05% |
29,127
-10,755
| -27% | -$1.66M |
|
319
United Airlines
UAL
$40.2B
| $4.79M | 0.05% |
83,325
+4,764
| +6% | +$233K |
|
320
iShares Global Clean Energy ETF
ICLN
$2.27B
| $4.77M | 0.05% |
196,298
+187,553
| +2,145% | +$5.25M |
|
321
Micron Technology
MU
$927B
| $4.77M | 0.05% |
54,080
+4,410
| +9% | +$374K |
|
322
Altria Group
MO
$125B
| $4.75M | 0.05% |
92,781
-33,063
| -26% | -$1.48M |
|
323
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
| $4.75M | 0.05% |
121,727
+42,796
| +54% | +$1.78M |
|
324
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
| $4.72M | 0.05% |
56,197
-67,479
| -55% | -$5.93M |
|
325
Capital One
COF
$130B
| $4.72M | 0.05% |
37,067
-18,589
| -33% | -$2.19M |
|
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AE Wealth Management's Q1 2021 Portfolio in Review
As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.
- AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
- AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
- AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
- AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
- AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
- AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
- AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.
Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.