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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$540M
AUM Growth
+$293M
Cap. Flow
+$280M
Cap. Flow %
51.89%
Top 10 Hldgs %
43.82%
Holding
278
New
89
Increased
165
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$53.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.9M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.5M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$11.1M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.36M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$1.32M
3
PBI icon
Pitney Bowes
PBI
+$781K
4
FTR
Frontier Communications Corp.
FTR
+$668K
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$342K

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.69%
2 Energy 3.47%
3 Healthcare 3.36%
4 Communication Services 3.3%
5 Technology 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
251
Cummins
CMI
$91.7B
$216K 0.04%
+1,427
New +$211K
KR icon
252
Kroger
KR
$34.8B
$214K 0.04%
7,265
-110
-1% -$3.51K
EPD icon
253
Enterprise Products Partners
EPD
$83.8B
$213K 0.04%
+7,728
New +$216K
PDP icon
254
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$213K 0.04%
+4,705
New +$207K
AMGN icon
255
Amgen
AMGN
$203B
$211K 0.04%
+1,286
New +$214K
NJR icon
256
New Jersey Resources
NJR
$6.06B
$211K 0.04%
+5,337
New +$201K
KRE icon
257
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$209K 0.04%
+3,820
New +$214K
MDLZ icon
258
Mondelez International
MDLZ
$77.7B
$209K 0.04%
+4,843
New +$215K
RBS.PRL.CL
259
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$205K 0.04%
+8,179
New +$204K
AIG icon
260
American International
AIG
$41.9B
$203K 0.04%
+3,248
New +$209K
RTX icon
261
RTX Corp
RTX
$287B
$203K 0.04%
+2,879
New +$202K
WR
262
DELISTED
Westar Energy Inc
WR
$201K 0.04%
+3,707
New +$202K
AMLP icon
263
Alerian MLP ETF
AMLP
$13B
$184K 0.03%
+2,896
New +$186K
WSR
264
DELISTED
Whitestone REIT
WSR
$160K 0.03%
+11,586
New +$160K
USO icon
265
United States Oil Fund
USO
$2.45B
$111K 0.02%
+1,307
New +$116K
ASXC
266
DELISTED
Asensus Surgical, Inc.
ASXC
$109K 0.02%
+6,919
New +$120K
BBVA icon
267
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$83K 0.02%
+10,939
New +$74.5K
SIRI icon
268
SiriusXM
SIRI
$10B
$76K 0.01%
1,481
+158
+12% +$7.77K
BRW
269
Saba Capital Income & Opportunities Fund
BRW
$336M
$60K 0.01%
+5,527
New +$61.2K
FTR
270
DELISTED
Frontier Communications Corp.
FTR
$32K 0.01%
1,012
-14,572
-94% -$668K
STAF
271
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
$25K ﹤0.01%
+11
New +$22.3K
FPE icon
272
First Trust Preferred Securities and Income ETF
FPE
$6.3B
– –
-11,395
Closed -$216K
FXD icon
273
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
– –
-6,274
Closed -$223K
FXG icon
274
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-7,475
Closed -$342K
PBI icon
275
Pitney Bowes
PBI
$2.42B
– –
-51,434
Closed -$781K
8 9 10
11
12

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q1 2017 Portfolio in Review

As of Q1 2017, AE Wealth Management held 278 positions worth $540M, up 119% from $247M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

AE Wealth Management deployed $280M of net new capital in Q1 2017, opening 89 new positions and adding to 165 existing holdings. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 3.7% of assets, down from 4.7% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.36M trimmed.

  • AE Wealth Management's largest Q1 2017 buy was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $53.9M increase.
  • AE Wealth Management's biggest Q1 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.36M.
  • AE Wealth Management fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2017, selling an estimated $1.32M.
  • AE Wealth Management's ten largest holdings make up 44% of its $540M portfolio in Q1 2017.
  • AE Wealth Management opened 89 new positions and closed 7 in Q1 2017.
  • AE Wealth Management's portfolio value rose 119% quarter-over-quarter to $540M.

Based on AE Wealth Management's 13F filing for Q1 2017, filed 11 May 2017.