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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-3.21%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$38M
Cap. Flow
-$27.6M
Cap. Flow %
-8.95%
Top 10 Hldgs %
68.02%
Holding
107
New
8
Increased
22
Reduced
51
Closed
26

Top Buys

Rank Stock Value
1
FMAY icon
FT Vest US Equity Buffer ETF May
FMAY
+$29.2M
2
JMUB icon
JPMorgan Municipal ETF
JMUB
+$2.53M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
+$1.74M
4
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.68M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.65M

Top Sells

Rank Stock Value
1
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$25.3M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$5.23M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.47M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$2.55M
5
MLN icon
VanEck Long Muni ETF
MLN
+$2.42M

Sector Composition

Rank Sector Weight
1 Technology 0.55%
2 Healthcare 0.12%
3 Financials 0%
4 Industrials 0%

No holdings matched the selected filter criteria.

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3D/L Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, 3D/L Capital Management held 107 positions worth $308M, down 11% from $346M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

3D/L Capital Management withdrew a net $27.6M in Q3 2023, closing 26 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $25.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.55% of assets, down from 0.55% a quarter earlier, followed by Healthcare and Financials.

Against the trend, 3D/L Capital Management opened a new position in FT Vest US Equity Buffer ETF May worth $28.6M.

  • 3D/L Capital Management's largest Q3 2023 buy was FT Vest US Equity Buffer ETF May: 745,536 shares worth $28.6M.
  • 3D/L Capital Management added most to Xtrackers Municipal Infrastructure Revenue Bond ETF in Q3 2023, an estimated $1.74M increase.
  • 3D/L Capital Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $5.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF February in Q3 2023, selling an estimated $25.3M.
  • 3D/L Capital Management's ten largest holdings make up 68% of its $308M portfolio in Q3 2023.
  • 3D/L Capital Management opened 8 new positions and closed 26 in Q3 2023.
  • 3D/L Capital Management's portfolio value fell 11% quarter-over-quarter to $308M.

Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.