We are live on ! Find out more
3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-6.93%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$337M
AUM Growth
-$21.1M
Cap. Flow
+$4.54M
Cap. Flow %
1.35%
Top 10 Hldgs %
64.42%
Holding
109
New
2
Increased
46
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$1.82M
2
IVLU icon
iShares MSCI Intl Value Factor ETF
IVLU
+$1.67M
3
DFIC icon
Dimensional International Core Equity 2 ETF
DFIC
+$1.51M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$834K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$570K

Top Sells

Rank Stock Value
1
EZM icon
WisdomTree US MidCap Fund
EZM
+$410K
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$393K
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$321K
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$317K
5
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$300K

Sector Composition

Rank Sector Weight
1 Healthcare 0.15%
2 Industrials 0.14%
3 Financials 0.12%
4 Technology 0.1%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAXF icon
26
American Century Diversified Municipal Bond ETF
TAXF
$683M
$1.93M 0.57%
40,500
-1,337
-3% -$66.8K
DFIV icon
27
Dimensional International Value ETF
DFIV
$21.6B
$1.92M 0.57%
74,569
+143
+0.2% +$4.09K
FMB icon
28
First Trust Managed Municipal ETF
FMB
$2.06B
$1.92M 0.57%
39,318
-2,238
-5% -$114K
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$235B
$1.78M 0.53%
48,938
-452
-0.9% -$18.4K
DFUV icon
30
Dimensional US Marketwide Value ETF
DFUV
$15.7B
$1.77M 0.53%
59,842
-2,030
-3% -$66K
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$230B
$1.73M 0.51%
48,426
-1,698
-3% -$68.3K
FMAY icon
32
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$1.51M 0.45%
45,513
+1,574
+4% +$56.1K
BSV icon
33
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.34M 0.4%
17,925
-118
-0.7% -$9.02K
BNDX icon
34
Vanguard Total International Bond ETF
BNDX
$82.3B
$1.3M 0.39%
27,300
-248
-0.9% -$12.3K
BNDC icon
35
FlexShares Core Select Bond Fund
BNDC
$171M
$1.07M 0.32%
49,193
-2,508
-5% -$57.3K
ESGU icon
36
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$952K 0.28%
11,986
-269
-2% -$23.8K
BSCM
37
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$857K 0.25%
40,461
-10,906
-21% -$231K
CPTL
38
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$697K 0.21%
27,311
+129
+0.5% +$3.65K
MUB icon
39
iShares National Muni Bond ETF
MUB
$45.4B
$676K 0.2%
6,591
+26
+0.4% +$2.76K
NULG icon
40
Nuveen ESG Large-Cap Growth ETF
NULG
$2.77B
$673K 0.2%
14,595
+15
+0.1% +$772
IVE icon
41
iShares S&P 500 Value ETF
IVE
$49.6B
$655K 0.19%
5,096
+36
+0.7% +$5.1K
BLV icon
42
Vanguard Long-Term Bond ETF
BLV
$5.75B
$642K 0.19%
8,928
-32
-0.4% -$2.53K
IUSB icon
43
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$635K 0.19%
14,259
-664
-4% -$31K
VWO icon
44
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$626K 0.19%
17,156
-68
-0.4% -$2.76K
VMBS icon
45
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$615K 0.18%
13,634
-114
-0.8% -$5.43K
BIV icon
46
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$582K 0.17%
7,925
-19
-0.2% -$1.47K
IWB icon
47
iShares Russell 1000 ETF
IWB
$49.8B
$577K 0.17%
2,924
+13
+0.4% +$2.85K
JIG icon
48
JPMorgan International Growth ETF
JIG
$496M
$570K 0.17%
12,130
+26
+0.2% +$1.37K
NUSC icon
49
Nuveen ESG Small-Cap ETF
NUSC
$1.34B
$553K 0.16%
17,235
+16
+0.1% +$563
VOT icon
50
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$530K 0.16%
3,105
-275
-8% -$52.1K
1
2
3 4 5

Similar funds

SFG
Steward Financial Group Colleyville, Texas $315M AUM 13.78% 1-Year Est. Return
AEPLI
AH Equity Partners LSV I Menlo Park, California $315M AUM 9.31% 1-Year Est. Return
DCMIC
Decheng Capital Management III (Cayman) Grand Cayman, Cayman Islands $300M AUM 15.74% 1-Year Est. Return
CC
Chanos & Company New York $318M AUM 4.62% 1-Year Est. Return
IBT
International Biotechnology Trust London, United Kingdom $297M AUM 17.25% 1-Year Est. Return
KBC
Key Bridge Compliance $319M AUM
DT
Daniels + Tansey Wilmington, Delaware $289M AUM 18.06% 1-Year Est. Return
TFA
Triad Financial Advisors Greensboro, North Carolina $284M AUM 14.95% 1-Year Est. Return

3D/L Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, 3D/L Capital Management held 109 positions worth $337M, down 5.9% from $358M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

3D/L Capital Management's Q3 2022 filing shows 2 new, 46 increased, 47 reduced and 7 closed positions. Its largest new stake was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund: 10,726 shares worth $251K. The largest sale was WisdomTree US MidCap Fund, an estimated $410K.

By sector, the portfolio is most concentrated in Healthcare at 0.15% of assets, down from 0.17% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q3 2022 buy was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund: 10,726 shares worth $251K.
  • 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2022, an estimated $1.82M increase.
  • 3D/L Capital Management's biggest Q3 2022 reduction was WisdomTree US MidCap Fund, cutting an estimated $410K.
  • 3D/L Capital Management fully exited FlexShares Global Upstream Natural Resources Index Fund in Q3 2022, selling an estimated $289K.
  • 3D/L Capital Management's ten largest holdings make up 64% of its $337M portfolio in Q3 2022.
  • 3D/L Capital Management opened 2 new positions and closed 7 in Q3 2022.
  • 3D/L Capital Management's portfolio value fell 5.9% quarter-over-quarter to $337M.

Based on 3D/L Capital Management's 13F filing for Q3 2022, filed 9 Nov 2022.