Innovator US Equity Ultra Buffer ETF September
USEP
56 hedge funds and large institutions have $38.5M invested in Innovator US Equity Ultra Buffer ETF September in 2024 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 22 reducing their positions, and 3 closing their positions.
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
4% more funds holding
Funds holding: 54 → 56 (+2)
26.47% less ownership
Funds ownership: 88.03% → 61.56% (-26%)
45% less capital invested
Capital invested by funds: $69.6M → $38.5M (-$31.1M)
77% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 22
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$319K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$237K |
| 3 |
RA
RFG Advisory
Birmingham,
Alabama
|
+$203K |
| 4 |
FA
Fermata Advisors
Sonoma,
California
|
+$202K |
| 5 |
KWM
KFG Wealth Management
Granger,
Indiana
|
+$38.8K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAG
SageView Advisory Group
Newport Beach,
California
|
-$14M |
| 2 |
OWA
Outlook Wealth Advisors
Shenandoah,
Texas
|
-$13.6M |
| 3 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$13.3M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.86M |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
-$2.34M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
UBS Group
Zurich,
Switzerland
| $38.1K | +$33.5K | +1,043 | +907% |
|
52
Bank of Montreal
Toronto,
Ontario, Canada
| $29.7K | – | – | – |
|
53
JP Morgan Chase
New York
| $5.44K | +$5.3K | +165 | New |
|
54
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $5K | -$3.24K | -101 | -42% |
|
|
NFSG
55
Newbridge Financial Services Group
Boca Raton,
Florida
| $2.44K | – | – | – |
|
|
CFS
56
CGC Financial Services
Lake Oswego,
Oregon
| $264 | -$18.8K | -586 | -99% |
|
|
OMC
57
Old Mission Capital
Chicago,
Illinois
| – | -$536K | -17,121 | Closed |
|
|
TC
58
TownSquare Capital
Provo,
Utah
| – | -$307K | -9,793 | Closed |
|
|
WFAG
59
Worth Financial Advisory Group
Charlotte,
North Carolina
| – | -$200K | -6,400 | Closed |
|
USEP Hedge Fund Activity: Q1 2024 in Review
56 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q1 2024, worth a combined $38.5M — down 45% from $69.6M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new USEP positions and 3 closed out — a net gain of 2 holders — while 5 added to existing stakes and 22 trimmed.
The largest buyer was Cetera Investment Advisers, opening a new position worth an estimated $319K. The largest seller was SageView Advisory Group, cutting an estimated $14M.
- 56 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q1 2024, up from 54 in Q4 2023.
- Funds reported $38.5M of Innovator US Equity Ultra Buffer ETF September stock for Q1 2024, down 45% quarter-over-quarter.
- 5 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q1 2024 and 3 closed out, a net change of +2 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q1 2024 was Cetera Investment Advisers, an estimated $319K added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q1 2024 was SageView Advisory Group, an estimated $14M sold.
Based on aggregated 13F filings for Q1 2024.