Innovator US Equity Ultra Buffer ETF September
USEP
54 hedge funds and large institutions have $69.6M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 7 closing their positions.
100% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 7
21.18% more ownership
Funds ownership: 66.85% → 88.03% (+21%)
19% more capital invested
Capital invested by funds: $58.3M → $69.6M (+$11.3M)
15% more funds holding
Funds holding: 47 → 54 (+7)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAG
SageView Advisory Group
Newport Beach,
California
|
+$13.3M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3.74M |
| 3 |
IWM
IHT Wealth Management
Chicago,
Illinois
|
+$1.4M |
| 4 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$1.27M |
| 5 |
KWM
KFG Wealth Management
Granger,
Indiana
|
+$917K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OWA
Outlook Wealth Advisors
Shenandoah,
Texas
|
-$2.27M |
| 2 |
CFS
CGC Financial Services
Lake Oswego,
Oregon
|
-$817K |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$476K |
| 4 |
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
-$470K |
| 5 |
FA
Fermata Advisors
Sonoma,
California
|
-$464K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SAG
51
SageView Advisory Group
Newport Beach,
California
| $13.9K | +$13.3M | +444,157 | New |
|
52
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $8K | -$12K | -401 | -62% |
|
53
UBS Group
Zurich,
Switzerland
| $3.6K | +$3.42K | +114 | +11,400% |
|
|
NFSG
54
Newbridge Financial Services Group
Boca Raton,
Florida
| $2.32K | – | – | – |
|
|
55
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
| – | -$470K | -16,073 | Closed |
|
|
FA
56
Fermata Advisors
Sonoma,
California
| – | -$464K | -15,848 | Closed |
|
57
Citadel Advisors
Miami,
Florida
| – | -$405K | -13,825 | Closed |
|
|
MAM
58
Milestone Asset Management
Pittsburgh,
Pennsylvania
| – | -$349K | -11,946 | Closed |
|
|
FIA
59
Foundations Investment Advisors
Phoenix,
Arizona
| – | -$237K | -8,087 | Closed |
|
|
IA
60
IFP Advisors
Tampa,
Florida
| – | -$61.4K | -2,098 | Closed |
|
|
CPG
61
Cornerstone Planning Group
Fairfield,
New Jersey
| – | -$18.9K | -647 | Closed |
|
USEP Hedge Fund Activity: Q4 2023 in Review
54 of the 6,863 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q4 2023, worth a combined $69.6M — up 19% from $58.3M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new USEP positions and 7 closed out — a net gain of 7 holders — while 14 added to existing stakes and 14 trimmed.
The largest buyer was SageView Advisory Group, opening a new position worth an estimated $13.3M. The largest seller was Outlook Wealth Advisors, cutting an estimated $2.27M.
- 54 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q4 2023, up from 47 in Q3 2023.
- Funds reported $69.6M of Innovator US Equity Ultra Buffer ETF September stock for Q4 2023, up 19% quarter-over-quarter.
- 14 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q4 2023 and 7 closed out, a net change of +7 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q4 2023 was SageView Advisory Group, an estimated $13.3M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q4 2023 was Outlook Wealth Advisors, an estimated $2.27M sold.
Based on aggregated 13F filings for Q4 2023.