Innovator US Equity Ultra Buffer ETF September
USEP
47 hedge funds and large institutions have $58.3M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 9 closing their positions.
28% more capital invested
Capital invested by funds: $45.6M → $58.3M (+$12.7M)
22% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 9
6.55% more ownership
Funds ownership: 60.31% → 66.85% (+6.5%)
4% more funds holding
Funds holding: 45 → 47 (+2)
9% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 11
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$11.9M |
| 2 |
Envestnet Asset Management
Chicago,
Illinois
|
+$2.7M |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.09M |
| 4 |
CFS
CGC Financial Services
Lake Oswego,
Oregon
|
+$822K |
| 5 |
KWM
KFG Wealth Management
Granger,
Indiana
|
+$743K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCA
Prosperity Capital Advisors
Westlake,
Ohio
|
-$1.34M |
| 2 |
KAS
Kestra Advisory Services
Austin,
Texas
|
-$1.08M |
| 3 |
OWA
Outlook Wealth Advisors
Shenandoah,
Texas
|
-$1.06M |
| 4 |
GS
GTS Securities
New York
|
-$946K |
| 5 |
DIM
Delta Investment Management
San Francisco,
California
|
-$809K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Cetera Investment Advisers
Schaumburg,
Illinois
| – | -$358K | -12,215 | Closed |
|
52
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$270K | -9,229 | Closed |
|
53
Jane Street
New York
| – | -$234K | -7,998 | Closed |
|
54
JP Morgan Chase
New York
| – | -$234K | -7,970 | Closed |
|
|
WP
55
WealthPLAN Partners
Omaha,
Nebraska
| – | -$105K | -3,575 | Closed |
|
|
AAP
56
Arax Advisory Partners
Denver,
Colorado
| – | -$31.2K | -1,063 | Closed |
|
USEP Hedge Fund Activity: Q3 2023 in Review
47 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q3 2023, worth a combined $58.3M — up 28% from $45.6M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new USEP positions and 9 closed out — a net gain of 2 holders — while 12 added to existing stakes and 11 trimmed.
The largest buyer was Brookstone Capital Management, adding an estimated $11.9M. The largest seller was Prosperity Capital Advisors, cutting an estimated $1.34M.
- 47 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q3 2023, up from 45 in Q2 2023.
- Funds reported $58.3M of Innovator US Equity Ultra Buffer ETF September stock for Q3 2023, up 28% quarter-over-quarter.
- 11 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q3 2023 and 9 closed out, a net change of +2 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q3 2023 was Brookstone Capital Management, an estimated $11.9M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q3 2023 was Prosperity Capital Advisors, an estimated $1.34M sold.
Based on aggregated 13F filings for Q3 2023.