Innovator US Equity Ultra Buffer ETF September
USEP
29 hedge funds and large institutions have $28.3M invested in Innovator US Equity Ultra Buffer ETF September in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 7 closing their positions.
200% more funds holding in top 10
Funds holding in top 10: 1 → 3 (+2)
200% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 4
57% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 7
50% more capital invested
Capital invested by funds: $18.9M → $28.3M (+$9.37M)
12% more funds holding
Funds holding: 26 → 29 (+3)
5.11% more ownership
Funds ownership: 42.62% → 47.73% (+5.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCM
Hudson Capital Management
Ramsey,
New Jersey
|
+$5.56M |
| 2 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
+$3.31M |
| 3 |
FA
Fermata Advisors
Sonoma,
California
|
+$1.28M |
| 4 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$1.28M |
| 5 |
SB
Strategic Blueprint
Atlanta,
Georgia
|
+$1.26M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$3.36M |
| 2 |
SIA
Soltis Investment Advisors
St. George,
Utah
|
-$2.81M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$291K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$203K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$115K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SWM
26
Spire Wealth Management
Mclean,
Virginia
| $29K | +$28.8K | +1,025 | New |
|
|
CFA
27
Carroll Financial Associates
Charlotte,
North Carolina
| $23K | +$24K | +854 | New |
|
|
IFAM
28
Institutional & Family Asset Management
Fort Collins,
Colorado
| $18K | +$6.05K | +215 | +50% |
|
29
Bank of Montreal
Toronto,
Ontario, Canada
| $14K | – | – | – |
|
|
30
Citadel Advisors
Miami,
Florida
| – | -$3.36M | -119,709 | Closed |
|
|
31
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$291K | -10,350 | Closed |
|
|
32
Janney Montgomery Scott
Philadelphia,
Pennsylvania
| – | -$203K | -7,230 | Closed |
|
|
33
UBS Group
Zurich,
Switzerland
| – | -$115K | -4,080 | Closed |
|
34
Wells Fargo
San Francisco,
California
| – | -$111K | -3,965 | Closed |
|
|
ASN
35
Advisory Services Network
Atlanta,
Georgia
| – | -$98K | -3,477 | Closed |
|
|
TWM
36
Tradition Wealth Management
Edina,
Minnesota
| – | -$16K | -594 | Closed |
|
USEP Hedge Fund Activity: Q3 2021 in Review
29 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q3 2021, worth a combined $28.3M — up 50% from $18.9M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new USEP positions and 7 closed out — a net gain of 4 holders — while 12 added to existing stakes and 4 trimmed.
The largest buyer was Hudson Capital Management, opening a new position worth an estimated $5.56M. The largest seller was Citadel Advisors, exiting entirely with an estimated $3.36M sold.
- 29 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q3 2021, up from 26 in Q2 2021.
- Funds reported $28.3M of Innovator US Equity Ultra Buffer ETF September stock for Q3 2021, up 50% quarter-over-quarter.
- 11 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q3 2021 and 7 closed out, a net change of +4 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q3 2021 was Hudson Capital Management, an estimated $5.56M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q3 2021 was Citadel Advisors, an estimated $3.36M sold.
Based on aggregated 13F filings for Q3 2021.