Innovator US Equity Ultra Buffer ETF September
USEP
26 hedge funds and large institutions have $18.9M invested in Innovator US Equity Ultra Buffer ETF September in 2021 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 10 reducing their positions, and 10 closing their positions.
14.21% less ownership
Funds ownership: 56.83% → 42.62% (-14%)
21% less funds holding
Funds holding: 33 → 26 (-7)
33% less capital invested
Capital invested by funds: $28.3M → $18.9M (-$9.39M)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
60% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 10
70% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIA
Soltis Investment Advisors
St. George,
Utah
|
+$3.05M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$475K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$111K |
| 4 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
+$97.1K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$76.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CRWM
Castle Rock Wealth Management
Walnut Creek,
California
|
-$3.35M |
| 2 |
MA
Mutual Advisors
Omaha,
Nebraska
|
-$2.15M |
| 3 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
-$2.07M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.28M |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$821K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CRWM
26
Castle Rock Wealth Management
Walnut Creek,
California
| – | -$3.35M | -120,384 | Closed |
|
|
MA
27
Mutual Advisors
Omaha,
Nebraska
| – | -$2.15M | -77,833 | Closed |
|
|
DLHL
28
Donald L. Hagan LLC
Sarasota,
Florida
| – | -$2.07M | -75,024 | Closed |
|
|
29
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$821K | -29,750 | Closed |
|
|
MIAN
30
Mariner Independent Advisor Network
Overland Park,
Kansas
| – | -$341K | -12,335 | Closed |
|
31
Jane Street
New York
| – | -$300K | -10,874 | Closed |
|
|
AC
32
AlphaCore Capital
La Jolla,
California
| – | -$138K | -5,000 | Closed |
|
|
AIC
33
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$79K | -2,858 | Closed |
|
|
WCAMG
34
Woodard & Company Asset Management Group
Bermuda Run,
North Carolina
| – | -$55K | -2,000 | Closed |
|
|
BBPWM
35
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| – | -$2K | -73 | Closed |
|
USEP Hedge Fund Activity: Q2 2021 in Review
26 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q2 2021, worth a combined $18.9M — down 33% from $28.3M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of USEP and 4 opened new positions — a net loss of 6 holders — while 10 trimmed existing stakes and 3 added.
The largest buyer was Soltis Investment Advisors, opening a new position worth an estimated $3.05M. The largest seller was Castle Rock Wealth Management, exiting entirely with an estimated $3.35M sold.
- 26 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q2 2021, down from 33 in Q1 2021.
- Funds reported $18.9M of Innovator US Equity Ultra Buffer ETF September stock for Q2 2021, down 33% quarter-over-quarter.
- 4 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q2 2021 and 10 closed out, a net change of -6 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q2 2021 was Soltis Investment Advisors, an estimated $3.05M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q2 2021 was Castle Rock Wealth Management, an estimated $3.35M sold.
Based on aggregated 13F filings for Q2 2021.