Innovator US Equity Ultra Buffer ETF September
USEP
27 hedge funds and large institutions have $39.7M invested in Innovator US Equity Ultra Buffer ETF September in 2020 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 4 closing their positions.
450% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 4
295% more capital invested
Capital invested by funds: $10M → $39.7M (+$29.6M)
200% more funds holding
Funds holding: 9 → 27 (+18)
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
18.04% more ownership
Funds ownership: 74.2% → 92.24% (+18%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAS
Cascadia Advisory Services
Portland,
Oregon
|
+$10.1M |
| 2 |
AI
Atria Investments
Charlotte,
North Carolina
|
+$10M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$3.87M |
| 4 |
CRWM
Castle Rock Wealth Management
Walnut Creek,
California
|
+$3.12M |
| 5 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
+$1.96M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TFS
TrustCore Financial Services
Brentwood,
Tennessee
|
-$6.79M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$779K |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$189K |
| 4 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$30K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ASN
26
Advisory Services Network
Atlanta,
Georgia
| $10K | +$9.86K | +380 | New |
|
|
TFS
27
TrustCore Financial Services
Brentwood,
Tennessee
| – | -$6.79M | -267,744 | Closed |
|
|
28
Citadel Advisors
Miami,
Florida
| – | -$779K | -30,746 | Closed |
|
|
CAN
29
Cetera Advisor Networks
El Segundo,
California
| – | -$30K | -1,200 | Closed |
|
|
30
UBS Group
Zurich,
Switzerland
| – | -$2K | -72 | Closed |
|
|
TFM
31
TFC Financial Management
Boston,
Massachusetts
| – | +$233 | +9 | New |
|
USEP Hedge Fund Activity: Q3 2020 in Review
27 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q3 2020, worth a combined $39.7M — up 295% from $10M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new USEP positions and 4 closed out — a net gain of 18 holders — while 2 added to existing stakes and 1 trimmed.
The largest buyer was Cascadia Advisory Services, opening a new position worth an estimated $10.1M. The largest seller was TrustCore Financial Services, exiting entirely with an estimated $6.79M sold.
- 27 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q3 2020, up from 9 in Q2 2020.
- Funds reported $39.7M of Innovator US Equity Ultra Buffer ETF September stock for Q3 2020, up 295% quarter-over-quarter.
- 22 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q3 2020 and 4 closed out, a net change of +18 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q3 2020 was Cascadia Advisory Services, an estimated $10.1M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q3 2020 was TrustCore Financial Services, an estimated $6.79M sold.
Based on aggregated 13F filings for Q3 2020.