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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

88 hedge funds and large institutions have $442M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

1% more funds holding

Funds holding: 8788 (+1)

0% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 30

10% less capital invested

Capital invested by funds: $489M → $442M (-$46.7M)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

Holders
88
Holders Change
+1
Holders Change %
+1.15%
% of All Funds
2.2%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.1%
New
16
Increased
30
Reduced
30
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PMG
76
ProVise Management Group
Florida
$200K +$200K +3,985 New
PNC Financial Services Group
77
PNC Financial Services Group
Pennsylvania
$69K
NFG
78
Next Financial Group
Texas
$63K
Carson Wealth (CWM LLC)
79
Carson Wealth (CWM LLC)
Nebraska
$49K +$49K +975 New
Creative Planning
80
Creative Planning
Kansas
$47K +$151 +3 +0.3%
JP Morgan Chase
81
JP Morgan Chase
New York
$26K +$20.9K +417 +405%
US Bancorp
82
US Bancorp
Minnesota
$22K +$8.01K +162 +57%
Citigroup
83
Citigroup
New York
$21K
BAM
84
Bruderman Asset Management
New York
$10K
FANJ
85
Financial Architects (New Jersey)
New Jersey
$5K +$5K +98 New
GI
86
Gradient Investments
Minnesota
$4K +$4K +84 New
NR
87
Newfound Research
Massachusetts
$3K -$5.26K -93 -64%
DFG
88
Delphi Financial Group
Delaware
-$10M -199,409 Closed
Susquehanna International Group
89
Susquehanna International Group
Pennsylvania
-$3.15M -62,713 Closed
AI
90
Atria Investments
North Carolina
-$528K -10,513 Closed
HighTower Advisors
91
HighTower Advisors
Illinois
-$329K -6,543 Closed
M&T Bank
92
M&T Bank
New York
-$264K -5,251 Closed
Janney Montgomery Scott
93
Janney Montgomery Scott
Pennsylvania
-$257K -5,128 Closed
PA
94
Pinnacle Associates
New York
-$208K -4,140 Closed
CFC
95
Coyle Financial Counsel
Illinois
-$203K -4,047 Closed
ACM
96
Argentus Capital Management
Texas
-$199K -3,970 Closed
TCM
97
Tuttle Capital Management
Connecticut
-$147K -2,920 Closed
CWM
98
Concert Wealth Management
California
-$33K -657 Closed
SSB
99
Sandy Spring Bank
Maryland
-$28K -553 Closed
RFWA
100
RPg Family Wealth Advisory
Massachusetts
-$22.4K -447 Closed

ULQ Hedge Fund Activity: Q4 2016 in Review

88 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2016, worth a combined $442M — down 9.6% from $489M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new ULQ positions and 13 closed out — a net gain of 3 holders — while 30 added to existing stakes and 30 trimmed.

The largest buyer was Nottingham Advisors, opening a new position worth an estimated $13.9M. The largest seller was Pinnacle Advisory Group, cutting an estimated $29M.

  • 88 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2016, up from 87 in Q3 2016.
  • Funds reported $442M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2016, down 9.6% quarter-over-quarter.
  • 16 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2016 and 13 closed out, a net change of +3 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2016 was Nottingham Advisors, an estimated $13.9M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2016 was Pinnacle Advisory Group, an estimated $29M sold.

Based on aggregated 13F filings for Q4 2016.