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Innovator US Equity Ultra Buffer ETF January
UJAN

87 hedge funds and large institutions have $165M invested in Innovator US Equity Ultra Buffer ETF January in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 36 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.53% more ownership

Funds ownership: 53.63% → 55.17% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

4% less funds holding

Funds holding: 91 → 87 (-4)

9% less capital invested

Capital invested by funds: $182M → $165M (-$17.1M)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

44% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 36

Holders
87
Holders Change
-4
Holders Change %
-4.4%
% of All Funds
1.5%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
7
Increased
20
Reduced
36
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
Compass Advisory Group
New York
+$4.59M
2
OMC
Old Mission Capital
Illinois
+$4.47M
3
BAM
Belpointe Asset Management
Nevada
+$1.81M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.26M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.08M

Top Sellers

1
BMM
Berkshire Money Management
Massachusetts
-$7.01M
2
BCM
Brookstone Capital Management
Illinois
-$6.52M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$4.79M
4
MW
MBL Wealth
North Carolina
-$3.94M
5
AWS
Atria Wealth Solutions
New York
-$3.55M
Name Holding Trade Value Shares
Change 		Change in
Stake
RFG
26
Range Financial Group
Oregon
$1.36M -$8.17K -277 -0.6%
AWA
27
Arete Wealth Advisors
Illinois
$1.11M +$35.1K +1,189 +3%
AWS
28
Atria Wealth Solutions
New York
$1.11M -$3.55M -120,569 -76%
TCM
29
Triumph Capital Management
Colorado
$1.04M +$1.05M +35,533 New
RJFSA
30
Raymond James Financial Services Advisors
Florida
$1.02M +$303K +10,294 +42%
SAS
31
SMI Advisory Services
Indiana
$990K – – –
PWA
32
Pillar Wealth Advisors
Pennsylvania
$852K – – –
CA
33
Cetera Advisors
Colorado
$790K +$499K +16,937 +167%
PWM
34
Palumbo Wealth Management
New York
$786K +$1.56K +53 +0.2%
SAF
35
Smith Anglin Financial
Texas
$734K +$16.3K +554 +2%
DIA
36
Dana Investment Advisors
Wisconsin
$709K -$344K -11,682 -32%
MSFS
37
Main Street Financial Solutions
Pennsylvania
$607K – – –
SWM
38
Spire Wealth Management
Virginia
$589K – – –
SEP
39
Southland Equity Partners
Missouri
$579K – – –
LPL Financial
40
LPL Financial
California
$574K +$1.89K +64 +0.3%
RJA
41
Raymond James & Associates
Florida
$572K – – –
CPIG
42
Chicago Partners Investment Group
Illinois
$542K – – –
MML Investors Services
43
MML Investors Services
Massachusetts
$536K -$113K -3,820 -17%
MFG
44
MTM Financial Group
Pennsylvania
$515K – – –
EWM
45
Elmwood Wealth Management
California
$511K +$162K +5,500 +46%
WKSWA
46
White Knight Strategic Wealth Advisors
New Jersey
$510K -$11.3K -385 -2%
MWM
47
Maltin Wealth Management
New Jersey
$487K – – –
AA
48
Advisory Alpha
Michigan
$478K -$89.6K -3,039 -16%
WIA
49
World Investment Advisors
California
$476K – – –
JSL
50
JT Stratford LLC
Georgia
$460K – – –
1
2
3 4

UJAN Hedge Fund Activity: Q3 2022 in Review

87 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q3 2022, worth a combined $165M — down 9.4% from $182M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of UJAN and 7 opened new positions — a net loss of 3 holders — while 36 trimmed existing stakes and 20 added.

The largest buyer was Compass Advisory Group, adding an estimated $4.59M. The largest seller was Berkshire Money Management, cutting an estimated $7.01M.

  • 87 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q3 2022, down from 91 in Q2 2022.
  • Funds reported $165M of Innovator US Equity Ultra Buffer ETF January stock for Q3 2022, down 9.4% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q3 2022 and 10 closed out, a net change of -3 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q3 2022 was Compass Advisory Group, an estimated $4.59M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q3 2022 was Berkshire Money Management, an estimated $7.01M sold.

Based on aggregated 13F filings for Q3 2022.