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Innovator US Equity Ultra Buffer ETF January
UJAN

41 hedge funds and large institutions have $40M invested in Innovator US Equity Ultra Buffer ETF January in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.85% less ownership

Funds ownership: 43.73% → 42.88% (-0.85%)

13% less funds holding

Funds holding: 47 → 41 (-6)

14% less capital invested

Capital invested by funds: $46.4M → $40M (-$6.41M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
41
Holders Change
-6
Holders Change %
-12.77%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
8
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Soltis Investment Advisors
Utah
+$4.52M
2
W
Wealthquest
Ohio
+$2.15M
3
SB
Strategic Blueprint
Georgia
+$352K
4
CWM
CCG Wealth Management
California
+$315K
5
Osaic Holdings
Osaic Holdings
Arizona
+$239K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$5.2M
2
DLHL
Donald L. Hagan LLC
Florida
-$2.84M
3
HighTower Advisors
HighTower Advisors
Illinois
-$917K
4
OMC
Old Mission Capital
Illinois
-$383K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$352K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
CCG Wealth Management
California
$314K +$315K +10,100 New
XF
27
XML Financial
Maryland
$313K – – –
DC
28
Davenport & Co
Virginia
$296K – – –
MSFS
29
Main Street Financial Solutions
Pennsylvania
$274K – – –
AAP
30
Arax Advisory Partners
Colorado
$271K – – –
Wolverine Trading
31
Wolverine Trading
Illinois
$239K -$278K -8,938 -54%
BTWM
32
Baker Tilly Wealth Management
Wisconsin
$204K – – –
SWM
33
Spire Wealth Management
Virginia
$200K -$29.6K -950 -13%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$119K +$119K +3,820 New
BWM
35
Baystate Wealth Management
Massachusetts
$110K +$97.6K +3,134 +772%
OCM
36
Orion Capital Management
California
$108K – – –
Morgan Stanley
37
Morgan Stanley
New York
$85K – – –
CFA
38
Carroll Financial Associates
North Carolina
$54K – – –
IFAM
39
Institutional & Family Asset Management
Colorado
$15K – – –
IA
40
IFP Advisors
Florida
$12K -$254K -8,167 -95%
UBS Group
41
UBS Group
Switzerland
$2K +$31 +1 +2%
DLHL
42
Donald L. Hagan LLC
Florida
– -$2.84M -91,719 Closed
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
– -$305K -9,842 Closed
ACM
44
Anfield Capital Management
California
– -$114K -3,670 Closed
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
– -$33K -1,067 Closed
SCA
46
Stonebridge Capital Advisors
Minnesota
– -$15K -504 Closed
TWM
47
Tradition Wealth Management
Minnesota
– -$11K -370 Closed
1
2

UJAN Hedge Fund Activity: Q3 2021 in Review

41 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q3 2021, worth a combined $40M — down 14% from $46.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of UJAN and 2 opened new positions — a net loss of 4 holders — while 16 trimmed existing stakes and 8 added.

The largest buyer was Soltis Investment Advisors, adding an estimated $4.52M. The largest seller was Citadel Advisors, cutting an estimated $5.2M.

  • 41 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q3 2021, down from 47 in Q2 2021.
  • Funds reported $40M of Innovator US Equity Ultra Buffer ETF January stock for Q3 2021, down 14% quarter-over-quarter.
  • 2 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q3 2021 and 6 closed out, a net change of -4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q3 2021 was Soltis Investment Advisors, an estimated $4.52M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q3 2021 was Citadel Advisors, an estimated $5.2M sold.

Based on aggregated 13F filings for Q3 2021.