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Innovator US Equity Ultra Buffer ETF January

39 hedge funds and large institutions have $46.4M invested in Innovator US Equity Ultra Buffer ETF January in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 4 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

26% more funds holding

Funds holding: 3139 (+8)

1.33% more ownership

Funds ownership: 51.64%52.97% (+1.3%)

24% less capital invested

Capital invested by funds: $61.1M → $46.4M (-$14.7M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

73% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 15

Holders
39
Holders Change
+8
Holders Change %
+25.81%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
4
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$255K -$1.11M -37,891 -82%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$252K -$107K -3,675 -30%
SHWM
28
Silicon Hills Wealth Management
Texas
$222K -$4.65K -159 -2%
AIC
29
Archer Investment Corporation
Indiana
$107K -$538K -18,422 -84%
Morgan Stanley
30
Morgan Stanley
New York
$82K +$80.4K +2,750 New
IA
31
IFP Advisors
Florida
$81K +$70.8K +2,424 +808%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$60K +$58.5K +2,000 New
VFA
33
Valeo Financial Advisors
Indiana
$55K
CFA
34
Carroll Financial Associates
North Carolina
$52K +$51.1K +1,750 New
IFAM
35
Institutional & Family Asset Management
Colorado
$49K +$47.8K +1,635 New
UBS Group
36
UBS Group
Switzerland
$40K -$4.38K -150 -10%
CIAS
37
Capital Investment Advisory Services
North Carolina
$36K
OCM
38
Orion Capital Management
California
$29K +$28.5K +976 New
PO
39
Private Ocean
California
$8K +$8.07K +276 New
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
-$2.93M -102,621 Closed
ISG
41
Investment Security Group
Colorado
-$1.33M -46,538 Closed
TFS
42
TrustCore Financial Services
Tennessee
-$647K -22,631 Closed
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
-$265K -9,270 Closed
KP
44
Keel Point
Alabama
-$214K -7,473 Closed
ASN
45
Advisory Services Network
Georgia
-$109K -3,808 Closed

UJAN Hedge Fund Activity: Q4 2020 in Review

39 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q4 2020, worth a combined $46.4M — down 24% from $61.1M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new UJAN positions and 6 closed out — a net gain of 9 holders — while 4 added to existing stakes and 15 trimmed.

The largest buyer was Wealthquest, opening a new position worth an estimated $924K. The largest seller was Commonwealth Equity Services, cutting an estimated $14.2M.

  • 39 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q4 2020, up from 31 in Q3 2020.
  • Funds reported $46.4M of Innovator US Equity Ultra Buffer ETF January stock for Q4 2020, down 24% quarter-over-quarter.
  • 15 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q4 2020 and 6 closed out, a net change of +9 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q4 2020 was Wealthquest, an estimated $924K added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q4 2020 was Commonwealth Equity Services, an estimated $14.2M sold.

Based on aggregated 13F filings for Q4 2020.