Innovator US Equity Ultra Buffer ETF January
UJAN
31 hedge funds and large institutions have $61.1M invested in Innovator US Equity Ultra Buffer ETF January in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 5 closing their positions.
20% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 5
13.24% more ownership
Funds ownership: 38.4% → 51.64% (+13%)
7% more capital invested
Capital invested by funds: $57.2M → $61.1M (+$3.88M)
3% more funds holding
Funds holding: 30 → 31 (+1)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
58% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$14.3M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.95M |
| 3 |
Jane Street
New York
|
+$1.32M |
| 4 |
KP
Keel Point
Huntsville,
Alabama
|
+$212K |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$147K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MML Investors Services
Springfield,
Massachusetts
|
-$10.3M |
| 2 |
Envestnet Asset Management
Chicago,
Illinois
|
-$3.45M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$487K |
| 4 |
Northern Trust
Chicago,
Illinois
|
-$438K |
| 5 |
MWM
Maltin Wealth Management
Ridgewood,
New Jersey
|
-$399K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ASN
26
Advisory Services Network
Atlanta,
Georgia
| $109K | +$108K | +3,808 | New |
|
|
SFSG
27
Stearns Financial Services Group
Greensboro,
North Carolina
| $66K | – | – | – |
|
|
VFA
28
Valeo Financial Advisors
Carmel,
Indiana
| $52K | – | – | – |
|
29
UBS Group
Zurich,
Switzerland
| $43K | +$42.3K | +1,490 | New |
|
|
CIAS
30
Capital Investment Advisory Services
Raleigh,
North Carolina
| $34K | +$34.1K | +1,200 | New |
|
|
IA
31
IFP Advisors
Tampa,
Florida
| $9K | – | – | – |
|
|
32
Citadel Advisors
Miami,
Florida
| – | -$487K | -17,566 | Closed |
|
|
33
Northern Trust
Chicago,
Illinois
| – | -$438K | -15,823 | Closed |
|
|
SMFS
34
Squar Milner Financial Services
Irvine,
California
| – | -$273K | -9,870 | Closed |
|
|
FWIA
35
Fort Washington Investment Advisors
Cincinnati,
Ohio
| – | -$252K | -9,106 | Closed |
|
36
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$16K | -592 | Closed |
|
UJAN Hedge Fund Activity: Q3 2020 in Review
31 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q3 2020, worth a combined $61.1M — up 6.8% from $57.2M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new UJAN positions and 5 closed out — a net gain of 1 holder — while 5 added to existing stakes and 12 trimmed.
The largest buyer was Commonwealth Equity Services, adding an estimated $14.3M. The largest seller was MML Investors Services, cutting an estimated $10.3M.
- 31 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q3 2020, up from 30 in Q2 2020.
- Funds reported $61.1M of Innovator US Equity Ultra Buffer ETF January stock for Q3 2020, up 6.8% quarter-over-quarter.
- 6 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q3 2020 and 5 closed out, a net change of +1 holder.
- The largest Innovator US Equity Ultra Buffer ETF January buyer in Q3 2020 was Commonwealth Equity Services, an estimated $14.3M added.
- The largest Innovator US Equity Ultra Buffer ETF January seller in Q3 2020 was MML Investors Services, an estimated $10.3M sold.
Based on aggregated 13F filings for Q3 2020.