We are live on ! Find out more
UAUG icon

Innovator US Equity Ultra Buffer ETF August
UAUG

63 hedge funds and large institutions have $188M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

306% more capital invested

Capital invested by funds: $46.4M → $188M (+$142M)

129% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 14

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

40% more funds holding

Funds holding: 45 → 63 (+18)

28.25% more ownership

Funds ownership: 59.61% → 87.86% (+28%)

Holders
63
Holders Change
+18
Holders Change %
+40%
% of All Funds
1%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
32
Increased
14
Reduced
8
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ACM
Advance Capital Management
Michigan
+$64.3M
2
BCM
Brookstone Capital Management
Illinois
+$28.6M
3
MOS
MGO One Seven
Ohio
+$11.3M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$7.05M
5
OBWG
Onyx Bridge Wealth Group
New York
+$5.87M

Top Sellers

Rank Fund Capital Flow
1
SIA
Soltis Investment Advisors
Utah
-$6.59M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$2.35M
3
PCA
Prosperity Capital Advisors
Ohio
-$1.27M
4
AWA
Arete Wealth Advisors
Illinois
-$796K
5
LJAC
L.J. Altfest & Co
New York
-$709K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$147K +$29.2K +1,000 +25%
SWM
52
Sugarloaf Wealth Management
Georgia
$145K +$147K +5,050 New
HFM
53
Hartford Financial Management
Connecticut
$141K +$144K +4,933 New
SWM
54
Spire Wealth Management
Virginia
$62.8K -$5.11K -175 -7%
HI
55
Harbour Investments
Wisconsin
$43.2K – – –
APW
56
Atlantic Private Wealth
North Carolina
$32.2K +$32.9K +1,125 New
BAAM
57
Baker Avenue Asset Management
California
$20.2K – – –
CPG
58
Cornerstone Planning Group
New Jersey
$18.9K +$19.3K +660 New
AWA
59
Authentikos Wealth Advisory
California
$7.17K +$7.3K +250 New
AWM
60
Atticus Wealth Management
Florida
$5.73K – – –
AAP
61
Arax Advisory Partners
Colorado
$3.44K – – –
OLVIG
62
Oliver Lagore Vanvalin Investment Group
Michigan
$602 -$1.02K -35 -63%
SIA
63
Soltis Investment Advisors
Utah
– -$6.59M -228,724 Closed
AWA
64
Arete Wealth Advisors
Illinois
– -$796K -27,626 Closed
LJAC
65
L.J. Altfest & Co
New York
– -$709K -24,585 Closed
CWS
66
Cypress Wealth Services
California
– -$575K -19,640 Closed
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
– -$310K -10,768 Closed
LNC
68
Lincoln National Corp
Pennsylvania
– -$278K -9,640 Closed
KA
69
Kovack Advisors
Florida
– -$268K -9,299 Closed
OMC
70
Old Mission Capital
Illinois
– -$266K -9,240 Closed
Janney Montgomery Scott
71
Janney Montgomery Scott
Pennsylvania
– -$232K -8,047 Closed
TSS
72
Two Sigma Securities
New York
– -$225K -7,810 Closed
AWM
73
AE Wealth Management
Kansas
– -$207K -7,190 Closed
UBS Group
74
UBS Group
Switzerland
– -$63K -2,186 Closed
IA
75
IFP Advisors
Florida
– -$53.4K -1,853 Closed
1 2
3
4

UAUG Hedge Fund Activity: Q3 2023 in Review

63 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q3 2023, worth a combined $188M — up 306% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new UAUG positions and 14 closed out — a net gain of 18 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Advance Capital Management, opening a new position worth an estimated $64.3M. The largest seller was Soltis Investment Advisors, exiting entirely with an estimated $6.59M sold.

  • 63 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q3 2023, up from 45 in Q2 2023.
  • Funds reported $188M of Innovator US Equity Ultra Buffer ETF August stock for Q3 2023, up 306% quarter-over-quarter.
  • 32 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q3 2023 and 14 closed out, a net change of +18 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q3 2023 was Advance Capital Management, an estimated $64.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q3 2023 was Soltis Investment Advisors, an estimated $6.59M sold.

Based on aggregated 13F filings for Q3 2023.