Innovator US Equity Ultra Buffer ETF August
UAUG
29 hedge funds and large institutions have $49.4M invested in Innovator US Equity Ultra Buffer ETF August in 2022 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 2 closing their positions.
600% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 2
126% more capital invested
Capital invested by funds: $21.9M → $49.4M (+$27.5M)
71% more funds holding
Funds holding: 17 → 29 (+12)
40% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 5
14.2% more ownership
Funds ownership: 60.24% → 74.44% (+14%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$25.1M |
| 2 |
LAS
Lloyd Advisory Services
Suwanee,
Georgia
|
+$3.81M |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$2.99M |
| 4 |
Jane Street
New York
|
+$1.69M |
| 5 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$1.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$4.75M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$4.59M |
| 3 |
TFS
TrustCore Financial Services
Brentwood,
Tennessee
|
-$402K |
| 4 |
FA
Fermata Advisors
Sonoma,
California
|
-$242K |
| 5 |
AWA
Arete Wealth Advisors
Chicago,
Illinois
|
-$6.72K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Morgan Stanley
New York
| $145K | – | – | – |
|
|
MCC
27
Money Concepts Capital
Palm Beach Gardens,
Florida
| $87K | +$91.5K | +3,427 | New |
|
|
AAP
28
Arax Advisory Partners
Denver,
Colorado
| $30K | – | – | – |
|
29
Bank of Montreal
Toronto,
Ontario, Canada
| $105 | +$107K | +4,000 | New |
|
|
TFS
30
TrustCore Financial Services
Brentwood,
Tennessee
| – | -$402K | -14,930 | Closed |
|
31
UBS Group
Zurich,
Switzerland
| – | -$2K | -74 | Closed |
|
UAUG Hedge Fund Activity: Q3 2022 in Review
29 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q3 2022, worth a combined $49.4M — up 126% from $21.9M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new UAUG positions and 2 closed out — a net gain of 12 holders — while 7 added to existing stakes and 5 trimmed.
The largest buyer was AE Wealth Management, adding an estimated $25.1M. The largest seller was Commonwealth Equity Services, cutting an estimated $4.75M.
- 29 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q3 2022, up from 17 in Q2 2022.
- Funds reported $49.4M of Innovator US Equity Ultra Buffer ETF August stock for Q3 2022, up 126% quarter-over-quarter.
- 14 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q3 2022 and 2 closed out, a net change of +12 holders.
- The largest Innovator US Equity Ultra Buffer ETF August buyer in Q3 2022 was AE Wealth Management, an estimated $25.1M added.
- The largest Innovator US Equity Ultra Buffer ETF August seller in Q3 2022 was Commonwealth Equity Services, an estimated $4.75M sold.
Based on aggregated 13F filings for Q3 2022.