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TSI

TCW Strategic Income Fund
TSI

66 hedge funds and large institutions have $63.5M invested in TCW Strategic Income Fund in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

6% more funds holding

Funds holding: 62 → 66 (+4)

1.16% more ownership

Funds ownership: 23.95% → 25.11% (+1.2%)

2% more capital invested

Capital invested by funds: $62.2M → $63.5M (+$1.28M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
7
Increased
14
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
+$1.92M
2
NCM
Northside Capital Management
Oregon
+$804K
3
MFS
MSI Financial Services
Massachusetts
+$434K
4
Invesco
Invesco
Georgia
+$232K
5
ACP
Aviance Capital Partners
Florida
+$229K

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$244K
2
UCFA
United Capital Financial Advisors
Texas
-$221K
3
Morgan Stanley
Morgan Stanley
New York
-$144K
4
IA
IFP Advisors
Florida
-$133K
5
IAA
Ironsides Asset Advisors
North Carolina
-$90K
Name Holding Trade Value Shares
Change 		Change in
Stake
DWT
26
Dorsey & Whitney Trust
South Dakota
$193K -$3.1K -575 -2%
Stifel Financial
27
Stifel Financial
Missouri
$170K -$43.1K -8,003 -20%
AIA
28
Allegis Investment Advisors
Idaho
$161K +$60.2K +11,173 +58%
NSIM
29
North Star Investment Management
Illinois
$155K – – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$150K -$12.7K -2,361 -8%
UCFA
31
United Capital Financial Advisors
Texas
$138K -$221K -41,061 -61%
SKK
32
Shepherd Kaplan Krochuk
Massachusetts
$138K – – –
WS
33
Wedbush Securities
California
$136K -$10.5K -1,943 -7%
IA
34
IFP Advisors
Florida
$131K -$133K -24,627 -50%
WT
35
Whittier Trust
California
$126K – – –
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$126K +$700 +130 +0.5%
MBA
37
McQueen Ball & Associates
Pennsylvania
$119K – – –
TJHA
38
Thomas J. Herzfeld Advisors
Florida
$117K – – –
LCM
39
Landscape Capital Management
New Jersey
$114K +$115K +21,429 New
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$113K +$115K +21,389 New
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$109K -$244K -45,389 -69%
SIA
42
SeaBridge Investment Advisors
New Jersey
$108K – – –
FWM
43
Focused Wealth Management
New York
$100K -$18.6K -3,454 -15%
US Bancorp
44
US Bancorp
Minnesota
$94K – – –
WTC
45
WhitTier Trust Company
Nevada
$94K – – –
NPC
46
National Planning Corporation
California
$78K – – –
Geode Capital Management
47
Geode Capital Management
Massachusetts
$73K +$74.6K +13,847 New
PAG
48
Private Advisor Group
New Jersey
$64K +$64.1K +11,896 New
CA
49
Cetera Advisors
Colorado
$60K – – –
RJFSA
50
Raymond James Financial Services Advisors
Florida
$55K – – –
1
2
3

TSI Hedge Fund Activity: Q3 2016 in Review

66 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2016, worth a combined $63.5M — up 2.1% from $62.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new TSI positions and 3 closed out — a net gain of 4 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Relative Value Partners Group, adding an estimated $1.92M. The largest seller was Envestnet Asset Management, cutting an estimated $244K.

  • 66 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2016, up from 62 in Q2 2016.
  • Funds reported $63.5M of TCW Strategic Income Fund stock for Q3 2016, up 2.1% quarter-over-quarter.
  • 7 funds opened new TCW Strategic Income Fund positions in Q3 2016 and 3 closed out, a net change of +4 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2016 was Relative Value Partners Group, an estimated $1.92M added.
  • The largest TCW Strategic Income Fund seller in Q3 2016 was Envestnet Asset Management, an estimated $244K sold.

Based on aggregated 13F filings for Q3 2016.