TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

62 hedge funds and large institutions have $28.3M invested in TCW Strategic Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
1
Relative Value Partners
Illinois
$2.92M
2
Invesco
2
Invesco
Georgia
$4.19M
3
B
3
Baird
Wisconsin
$385K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.26M
5
DHFB
5
Dixon Hubard Feinour & Brown
Virginia
$263K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$331K
2
RCM
2
Rivernorth Capital Management
Florida
$1.18M
3
FWM
3
Focused Wealth Management
New York
$109K
4
MWM
4
Merriman Wealth Management
Washington
$0
5
UCFA
5
United Capital Financial Advisors
Texas
$66K
Name Holding Trade Value Shares
Change 		Shares
Change %
PMG
26
ProVise Management Group
Florida
$231K +$76.5K +14,000 +49%
PPA
27
Parametric Portfolio Associates
Washington
$216K +$216K +39,592 New
DWT
28
Dorsey & Whitney Trust
South Dakota
$186K – – –
NL
29
NWAM LLC
Washington
$179K +$179K +32,722 New
Bank of America
30
Bank of America
North Carolina
$163K +$109K +20,000 +204%
NSIM
31
North Star Investment Management
Illinois
$160K – – –
WS
32
Wedbush Securities
California
$139K – – –
IT
33
Independence Trust
Tennessee
$123K +$123K +22,600 New
FWM
34
Focused Wealth Management
New York
$109K -$217K -39,931 -67%
WTC
35
WhitTier Trust Company
Nevada
$107K – – –
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$100K -$25.9K -4,737 -21%
US Bancorp
37
US Bancorp
Minnesota
$97K +$20.4K +3,735 +27%
NPC
38
National Planning Corporation
California
$83K – – –
SSWM
39
Sheets Smith Wealth Management
North Carolina
$80K – – –
BBA
40
BLB&B Advisors
Pennsylvania
$72K -$3.01K -550 -4%
WFG
41
Wills Financial Group
Virginia
$68K – – –
UCFA
42
United Capital Financial Advisors
Texas
$66K -$131K -23,858 -67%
WT
43
Whittier Trust
California
$64K – – –
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$58K +$54.7K +9,924 +1,654%
FMW
45
Farr Miller & Washington
District of Columbia
$56K – – –
MBT
46
Monroe Bank & Trust
Michigan
$29K – – –
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$25K – – –
WRM
48
Westport Resources Management
Connecticut
$14K – – –
KT
49
Kanaly Trust
Texas
$14K – – –
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$11K – – –
1
2
3