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TSI

TCW Strategic Income Fund
TSI

62 hedge funds and large institutions have $28.3M invested in TCW Strategic Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

29% more capital invested

Capital invested by funds: $21.9M → $28.3M (+$6.44M)

5% more funds holding

Funds holding: 59 → 62 (+3)

2.29% more ownership

Funds ownership: 8.59% → 10.88% (+2.3%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$2.89M
2
Invesco
Invesco
Georgia
+$2.65M
3
B
Baird
Wisconsin
+$381K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$291K
5
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$260K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$1.07M
2
RCM
Rivernorth Capital Management
Florida
-$279K
3
FWM
Focused Wealth Management
New York
-$216K
4
MWM
Merriman Wealth Management
Washington
-$191K
5
UCFA
United Capital Financial Advisors
Texas
-$129K
Name Holding Trade Value Shares
Change 		Change in
Stake
PMG
26
ProVise Management Group
Florida
$231K +$75.6K +14,000 +49%
PPA
27
Parametric Portfolio Associates
Washington
$216K +$214K +39,592 New
DWT
28
Dorsey & Whitney Trust
South Dakota
$186K – – –
NL
29
NWAM LLC
Washington
$179K +$177K +32,722 New
Bank of America
30
Bank of America
North Carolina
$163K +$108K +20,000 +204%
NSIM
31
North Star Investment Management
Illinois
$160K – – –
WS
32
Wedbush Securities
California
$139K – – –
IT
33
Independence Trust
Tennessee
$123K +$122K +22,600 New
FWM
34
Focused Wealth Management
New York
$109K -$216K -39,931 -67%
WTC
35
WhitTier Trust Company
Nevada
$107K – – –
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$100K -$25.6K -4,737 -21%
US Bancorp
37
US Bancorp
Minnesota
$97K +$20.2K +3,735 +27%
NPC
38
National Planning Corporation
California
$83K – – –
SSWM
39
Sheets Smith Wealth Management
North Carolina
$80K – – –
BBA
40
BLB&B Advisors
Pennsylvania
$72K -$2.97K -550 -4%
WFG
41
Wills Financial Group
Virginia
$68K – – –
UCFA
42
United Capital Financial Advisors
Texas
$66K -$129K -23,858 -67%
WT
43
Whittier Trust
California
$64K – – –
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$58K +$53.6K +9,924 +1,654%
FMW
45
Farr Miller & Washington
District of Columbia
$56K – – –
MBT
46
Monroe Bank & Trust
Michigan
$29K – – –
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$25K – – –
KT
48
Kanaly Trust
Texas
$14K – – –
WRM
49
Westport Resources Management
Connecticut
$14K – – –
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$11K – – –
1
2
3

TSI Hedge Fund Activity: Q1 2014 in Review

62 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q1 2014, worth a combined $28.3M — up 29% from $21.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new TSI positions and 6 closed out — a net gain of 3 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Relative Value Partners, opening a new position worth an estimated $2.89M. The largest seller was Wells Fargo, cutting an estimated $1.07M.

  • 62 institutional investors held TCW Strategic Income Fund (TSI) as of Q1 2014, up from 59 in Q4 2013.
  • Funds reported $28.3M of TCW Strategic Income Fund stock for Q1 2014, up 29% quarter-over-quarter.
  • 9 funds opened new TCW Strategic Income Fund positions in Q1 2014 and 6 closed out, a net change of +3 holders.
  • The largest TCW Strategic Income Fund buyer in Q1 2014 was Relative Value Partners, an estimated $2.89M added.
  • The largest TCW Strategic Income Fund seller in Q1 2014 was Wells Fargo, an estimated $1.07M sold.

Based on aggregated 13F filings for Q1 2014.