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TSI

TCW Strategic Income Fund
TSI

59 hedge funds and large institutions have $21.9M invested in TCW Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

16% more funds holding

Funds holding: 51 → 59 (+8)

6% more capital invested

Capital invested by funds: $20.6M → $21.9M (+$1.23M)

0.55% more ownership

Funds ownership: 8.03% → 8.59% (+0.55%)

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
16
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.33M
2
Invesco
Invesco
Georgia
+$532K
3
RCM
Rivernorth Capital Management
Florida
+$505K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$269K
5
MWM
Merriman Wealth Management
Washington
+$194K

Top Sellers

1
CS
Credit Suisse
Switzerland
-$768K
2
VKH
Virtu KCG Holdings
New York
-$373K
3
AAM
Advisors Asset Management
Colorado
-$323K
4
Ameriprise
Ameriprise
Minnesota
-$133K
5
GC
Guggenheim Capital
Illinois
-$61K
Name Holding Trade Value Shares
Change 		Change in
Stake
PMG
26
ProVise Management Group
Florida
$151K – – –
WS
27
Wedbush Securities
California
$136K -$7.58K -1,400 -5%
SG Americas Securities
28
SG Americas Securities
New York
$127K +$129K +23,844 New
TC
29
TFS Capital
Pennsylvania
$125K +$127K +23,457 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$123K +$52.4K +9,684 +73%
WTC
31
WhitTier Trust Company
Nevada
$105K – – –
NPC
32
National Planning Corporation
California
$82K +$2.71K +500 +3%
SSWM
33
Sheets Smith Wealth Management
North Carolina
$78K – – –
US Bancorp
34
US Bancorp
Minnesota
$75K – – –
BBA
35
BLB&B Advisors
Pennsylvania
$73K – – –
WFG
36
Wills Financial Group
Virginia
$67K +$68.4K +12,635 New
WAM
37
Wolverine Asset Management
Illinois
$64K +$65.2K +12,043 New
WT
38
Whittier Trust
California
$63K – – –
Goldman Sachs
39
Goldman Sachs
New York
$58K +$58.5K +10,812 New
LCM
40
Landscape Capital Management
New Jersey
$56K +$56.6K +10,456 New
FMW
41
Farr Miller & Washington
District of Columbia
$55K – – –
Bank of America
42
Bank of America
North Carolina
$52K +$41K +7,577 +342%
TWA
43
TCI Wealth Advisors
Arizona
$37K +$37.2K +6,866 New
MBT
44
Monroe Bank & Trust
Michigan
$29K +$29.2K +5,400 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$24K – – –
Creative Planning
46
Creative Planning
Kansas
$20K +$20.4K +3,775 New
DADC
47
D.A. Davidson & Co
Montana
$15K +$10.8K +2,000 +229%
WRM
48
Westport Resources Management
Connecticut
$13K – – –
KT
49
Kanaly Trust
Texas
$13K +$13.5K +2,500 New
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$11K – – –
1
2
3

TSI Hedge Fund Activity: Q4 2013 in Review

59 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q4 2013, worth a combined $21.9M — up 6% from $20.6M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TSI positions and 5 closed out — a net gain of 9 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $1.33M. The largest seller was Credit Suisse, cutting an estimated $768K.

  • 59 institutional investors held TCW Strategic Income Fund (TSI) as of Q4 2013, up from 51 in Q3 2013.
  • Funds reported $21.9M of TCW Strategic Income Fund stock for Q4 2013, up 6% quarter-over-quarter.
  • 14 funds opened new TCW Strategic Income Fund positions in Q4 2013 and 5 closed out, a net change of +9 holders.
  • The largest TCW Strategic Income Fund buyer in Q4 2013 was Commonwealth Equity Services, an estimated $1.33M added.
  • The largest TCW Strategic Income Fund seller in Q4 2013 was Credit Suisse, an estimated $768K sold.

Based on aggregated 13F filings for Q4 2013.