TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

59 hedge funds and large institutions have $21.9M invested in TCW Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
16
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.92M
2
Invesco
2
Invesco
Georgia
$1.47M
3
RCM
3
Rivernorth Capital Management
Florida
$1.43M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$266K
5
MWM
5
Merriman Wealth Management
Washington
$191K

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$490K
2
VKH
2
Virtu KCG Holdings
New York
$0
3
AAM
3
Advisors Asset Management
Colorado
$0
4
Ameriprise
4
Ameriprise
Minnesota
$0
5
GC
5
Guggenheim Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PMG
26
ProVise Management Group
Florida
$151K – – –
WS
27
Wedbush Securities
California
$136K -$7.48K -1,400 -5%
SG Americas Securities
28
SG Americas Securities
New York
$127K +$127K +23,844 New
TC
29
TFS Capital
Pennsylvania
$125K +$125K +23,457 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$123K +$51.8K +9,684 +73%
WTC
31
WhitTier Trust Company
Nevada
$105K – – –
NPC
32
National Planning Corporation
California
$82K +$2.7K +500 +3%
SSWM
33
Sheets Smith Wealth Management
North Carolina
$78K – – –
US Bancorp
34
US Bancorp
Minnesota
$75K – – –
BBA
35
BLB&B Advisors
Pennsylvania
$73K – – –
WFG
36
Wills Financial Group
Virginia
$67K +$67K +12,635 New
WAM
37
Wolverine Asset Management
Illinois
$64K +$64K +12,043 New
WT
38
Whittier Trust
California
$63K – – –
Goldman Sachs
39
Goldman Sachs
New York
$58K +$58K +10,812 New
LCM
40
Landscape Capital Management
New Jersey
$56K +$56K +10,456 New
FMW
41
Farr Miller & Washington
District of Columbia
$55K – – –
Bank of America
42
Bank of America
North Carolina
$52K +$40.2K +7,577 +342%
TWA
43
TCI Wealth Advisors
Arizona
$37K +$37K +6,866 New
MBT
44
Monroe Bank & Trust
Michigan
$29K +$29K +5,400 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$24K – – –
Creative Planning
46
Creative Planning
Kansas
$20K +$20K +3,775 New
DADC
47
D.A. Davidson & Co
Montana
$15K +$10.4K +2,000 +229%
WRM
48
Westport Resources Management
Connecticut
$13K – – –
KT
49
Kanaly Trust
Texas
$13K +$13K +2,500 New
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$11K – – –
1
2
3