TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

51 hedge funds and large institutions have $20.6M invested in TCW Strategic Income Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.12M
2
FFA
2
First Foundation Advisors
California
$727K
3
OC
3
Oppenheimer & Co
New York
$221K
4
Wells Fargo
4
Wells Fargo
California
$1.4M
5
DWT
5
Dorsey & Whitney Trust
South Dakota
$184K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$323K
2
SNC
2
Stifel Nicolaus & Co
Missouri
$1.1M
3
VFS
3
VSR Financial Services
Kansas
$0
4
Invesco
4
Invesco
Georgia
$955K
5
LPL Financial
5
LPL Financial
California
$908K
Name Holding Trade Value Shares
Change 		Shares
Change %
PMG
26
ProVise Management Group
Florida
$152K -$5.91K -1,100 -4%
WS
27
Wedbush Securities
California
$145K -$9.05K -1,675 -6%
Ameriprise
28
Ameriprise
Minnesota
$133K +$32.5K +6,000 +32%
WTC
29
WhitTier Trust Company
Nevada
$105K -$25.5K -4,760 -20%
NPC
30
National Planning Corporation
California
$80K – – –
SSWM
31
Sheets Smith Wealth Management
North Carolina
$79K – – –
US Bancorp
32
US Bancorp
Minnesota
$75K – – –
BBA
33
BLB&B Advisors
Pennsylvania
$74K -$8.09K -1,500 -10%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$72K -$3.79K -700 -5%
WT
35
Whittier Trust
California
$64K – – –
GC
36
Guggenheim Capital
Illinois
$61K -$3.42K -638 -5%
FMW
37
Farr Miller & Washington
District of Columbia
$56K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$24K – – –
MA
39
MUFG Americas
New York
$16K – – –
WRM
40
Westport Resources Management
Connecticut
$13K – – –
Bank of America
41
Bank of America
North Carolina
$12K -$108K -19,995 -90%
CAPTRUST Financial Advisors
42
CAPTRUST Financial Advisors
North Carolina
$11K – – –
AIG
43
American International Group
New York
$10.8K – – –
MFS
44
MSI Financial Services
Massachusetts
$9K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$7K +$6.95K +1,380 +13,800%
GT
46
Glenmede Trust
Pennsylvania
$5K – – –
EWM
47
Edge Wealth Management
New York
$5K +$5K +869 New
JIC
48
Joel Isaacson & Co
New York
$4K – – –
DADC
49
D.A. Davidson & Co
Montana
$4K – – –
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$3K – – –
1
2
3