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TSI

TCW Strategic Income Fund
TSI

51 hedge funds and large institutions have $20.6M invested in TCW Strategic Income Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

4% more funds holding

Funds holding: 49 → 51 (+2)

0.41% less ownership

Funds ownership: 8.45% → 8.03% (-0.41%)

7% less capital invested

Capital invested by funds: $22.3M → $20.6M (-$1.62M)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$707K
2
FFA
First Foundation Advisors
California
+$245K
3
OC
Oppenheimer & Co
New York
+$220K
4
Wells Fargo
Wells Fargo
California
+$199K
5
DWT
Dorsey & Whitney Trust
South Dakota
+$183K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$1.02M
2
SNC
Stifel Nicolaus & Co
Missouri
-$584K
3
VFS
VSR Financial Services
Kansas
-$402K
4
Invesco
Invesco
Georgia
-$262K
5
LPL Financial
LPL Financial
California
-$240K
Name Holding Trade Value Shares
Change 		Change in
Stake
PMG
26
ProVise Management Group
Florida
$152K -$5.91K -1,100 -4%
WS
27
Wedbush Securities
California
$145K -$8.99K -1,675 -6%
Ameriprise
28
Ameriprise
Minnesota
$133K +$32.2K +6,000 +32%
WTC
29
WhitTier Trust Company
Nevada
$105K -$25.6K -4,760 -20%
NPC
30
National Planning Corporation
California
$80K – – –
SSWM
31
Sheets Smith Wealth Management
North Carolina
$79K – – –
US Bancorp
32
US Bancorp
Minnesota
$75K – – –
BBA
33
BLB&B Advisors
Pennsylvania
$74K -$8.05K -1,500 -10%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$72K -$3.76K -700 -5%
WT
35
Whittier Trust
California
$64K – – –
GC
36
Guggenheim Capital
Illinois
$61K -$3.43K -638 -5%
FMW
37
Farr Miller & Washington
District of Columbia
$56K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$24K – – –
MA
39
MUFG Americas
New York
$16K – – –
WRM
40
Westport Resources Management
Connecticut
$13K – – –
Bank of America
41
Bank of America
North Carolina
$12K -$107K -19,995 -90%
CAPTRUST Financial Advisors
42
CAPTRUST Financial Advisors
North Carolina
$11K – – –
AIG
43
American International Group
New York
$10.8K – – –
MFS
44
MSI Financial Services
Massachusetts
$9K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$7K +$7.41K +1,380 +13,800%
GT
46
Glenmede Trust
Pennsylvania
$5K – – –
EWM
47
Edge Wealth Management
New York
$5K +$4.67K +869 New
DADC
48
D.A. Davidson & Co
Montana
$4K – – –
JIC
49
Joel Isaacson & Co
New York
$4K – – –
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$3K – – –
1
2
3

TSI Hedge Fund Activity: Q3 2013 in Review

51 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2013, worth a combined $20.6M — down 7.3% from $22.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new TSI positions and 3 closed out — a net gain of 3 holders — while 7 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $707K. The largest seller was Advisors Asset Management, cutting an estimated $1.02M.

  • 51 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2013, up from 49 in Q2 2013.
  • Funds reported $20.6M of TCW Strategic Income Fund stock for Q3 2013, down 7.3% quarter-over-quarter.
  • 6 funds opened new TCW Strategic Income Fund positions in Q3 2013 and 3 closed out, a net change of +3 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2013 was Morgan Stanley, an estimated $707K added.
  • The largest TCW Strategic Income Fund seller in Q3 2013 was Advisors Asset Management, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2013.