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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

87 hedge funds and large institutions have $1.2B invested in SWS GROUP INC in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 34 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

509% more capital invested

Capital invested by funds: $197M → $1.2B (+$1B)

19% less funds holding

Funds holding: 10887 (-21)

21% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 34

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

71% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 28

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $7K

Holders
87
Holders Change
-21
Holders Change %
-19.44%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
8
Increased
27
Reduced
34
Closed
28
Calls
Puts
$7K
Net Calls
-$7K
Net Calls Change
-$7K
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
76
Citigroup
New York
$50K -$95K -13,500 -65%
WAM
77
Wolverine Asset Management
Illinois
$40K -$193K -27,398 -82%
Legal & General Group
78
Legal & General Group
United Kingdom
$38K
Wells Fargo
79
Wells Fargo
California
$28K +$77 +11 +0.3%
AllianceBernstein
80
AllianceBernstein
Tennessee
$27K -$26K -3,700 -49%
DADC
81
D.A. Davidson & Co
Montana
$13K
Barclays
82
Barclays
United Kingdom
$10K +$4.88K +693 +71%
TRCT
83
Tower Research Capital (TRC)
New York
$9K -$102K -14,428 -92%
Creative Planning
84
Creative Planning
Kansas
$2K
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$2K
Manulife (Manufacturers Life Insurance)
86
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$142 -$6K -852 -4%
WIC
87
Water Island Capital
New York
-$2.3M -333,611 Closed
APG Asset Management
88
APG Asset Management
Netherlands
-$1.91M -277,020 Closed
California Public Employees Retirement System
89
California Public Employees Retirement System
California
-$967K -140,300 Closed
Principal Financial Group
90
Principal Financial Group
Iowa
-$951K -137,998 Closed
GLAM
91
Gardner Lewis Asset Management
Pennsylvania
-$755K -109,518 Closed
GC
92
Guggenheim Capital
Illinois
-$581K -84,289 Closed
Invesco
93
Invesco
Georgia
-$522K -75,792 Closed
Nomura Holdings
94
Nomura Holdings
Japan
-$368K -53,011 Closed
Prudential Financial
95
Prudential Financial
New Jersey
-$342K -49,665 Closed
Public Sector Pension Investment Board (PSP Investments)
96
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
-$296K -43,027 Closed
D.E. Shaw & Co
97
D.E. Shaw & Co
New York
-$251K -36,438 Closed
Stifel Financial
98
Stifel Financial
Missouri
-$248K -36,000 Closed
Two Sigma Advisers
99
Two Sigma Advisers
New York
-$224K -32,500 Closed
State of Tennessee, Department of Treasury
100
State of Tennessee, Department of Treasury
Tennessee
-$181K -26,200 Closed

SWS Hedge Fund Activity: Q4 2014 in Review

87 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q4 2014, worth a combined $1.2B — up 509% from $197M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of SWS and 8 opened new positions — a net loss of 20 holders — while 34 trimmed existing stakes and 27 added.

The largest buyer was Hilltop Holdings, adding an estimated $61.2M. The largest seller was First Eagle Investment Management, cutting an estimated $3.19M.

  • 87 institutional investors held SWS GROUP INC (SWS) as of Q4 2014, down from 108 in Q3 2014.
  • Funds reported $1.2B of SWS GROUP INC stock for Q4 2014, up 509% quarter-over-quarter.
  • 8 funds opened new SWS GROUP INC positions in Q4 2014 and 28 closed out, a net change of -20 holders.
  • The largest SWS GROUP INC buyer in Q4 2014 was Hilltop Holdings, an estimated $61.2M added.
  • The largest SWS GROUP INC seller in Q4 2014 was First Eagle Investment Management, an estimated $3.19M sold.

Based on aggregated 13F filings for Q4 2014.