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Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
First Allied Advisory Services
26
First Allied Advisory Services
California
$87K – – –
Ingalls & Snyder LLC
27
Ingalls & Snyder LLC
New York
$86K – – –
UBS Group
28
UBS Group
Switzerland
$86K +$86.9K +9,987 New
Creative Planning
29
Creative Planning
Kansas
$54K -$1.74K -200 -3%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$43K – – –
Ladenburg Thalmann Financial Services
31
Ladenburg Thalmann Financial Services
Florida
$21K -$28.9K -3,327 -57%
BCMIO
32
Beacon Capital Management Inc (Ohio)
Ohio
$11K – – –
Central Trust Company
33
Central Trust Company
Missouri
$7K – – –
MSI Financial Services
34
MSI Financial Services
Massachusetts
$5K -$4.35K -500 -49%
CAPTRUST Financial Advisors
35
CAPTRUST Financial Advisors
North Carolina
$5K +$5.22K +600 New
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$4K – – –
AIG
37
American International Group
New York
$1.89K – – –
ED
38
Exane Derivatives
France
$1.86K +$1.87K +215 New
PWP
39
Private Wealth Partners
California
– -$1.79M -201,950 Closed
LWM
40
LBA Wealth Management
Florida
– -$196K -22,123 Closed
Citadel Advisors
41
Citadel Advisors
Florida
– -$102K -11,510 Closed
US Bancorp
42
US Bancorp
Minnesota
– -$69K -7,800 Closed
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
– -$31K -3,500 Closed
Ameriprise
44
Ameriprise
Minnesota
– -$19K -2,178 Closed
SignatureFD
45
SignatureFD
Georgia
– -$5K -538 Closed
TCM
46
Tradewinds Capital Management
Washington
– -$4K -400 Closed
BNP Paribas Financial Markets
47
BNP Paribas Financial Markets
France
– -$1.9K -215 Closed