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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$30.3M -$79.4K -3,468 -0.3%
CL
2
CSS LLC
Illinois
$6.46M +$32K +1,396 +0.5%
UBS Group
3
UBS Group
Switzerland
$739K +$5.04K +220 +0.7%
GCWM
4
Graham Capital Wealth Management
District of Columbia
$558K +$562K +24,568 New
Wells Fargo
5
Wells Fargo
California
$495K
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$69.5K +$70K +3,056 New
Morgan Stanley
7
Morgan Stanley
New York
$30K -$29.5K -1,287 -50%
Osaic Holdings
8
Osaic Holdings
Arizona
$6.7K
WC
9
Winmill & Co
New Hampshire
$4.69K