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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$31.1M -$547K -24,044 -2%
CL
2
CSS LLC
Illinois
$6.49M +$90.4K +3,976 +1%
UBS Group
3
UBS Group
Switzerland
$994K -$42.9K -1,889 -4%
KWA
4
KCS Wealth Advisory
California
$693K -$20.3K -894 -3%
Wells Fargo
5
Wells Fargo
California
$491K -$2.41K -106 -0.5%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$70K
Morgan Stanley
7
Morgan Stanley
New York
$29.4K
Osaic Holdings
8
Osaic Holdings
Arizona
$6.75K
WC
9
Winmill & Co
New Hampshire
$4.58K