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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$30.6M -$80.9K -3,584 -0.3%
CL
2
CSS LLC
Illinois
$6.45M +$34.7K +1,538 +0.5%
UBS Group
3
UBS Group
Switzerland
$739K -$160K -7,100 -18%
Wells Fargo
4
Wells Fargo
California
$485K
Morgan Stanley
5
Morgan Stanley
New York
$58.6K +$29K +1,287 +100%
Osaic Holdings
6
Osaic Holdings
Arizona
$6.75K
WC
7
Winmill & Co
New Hampshire
$4.56K
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
-$69.4K -3,056 Closed