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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$30.5M -$372K -16,311 -1%
CL
2
CSS LLC
Illinois
$6.39M -$52.5K -2,300 -0.8%
UBS Group
3
UBS Group
Switzerland
$894K -$91.6K -4,011 -9%
KWA
4
KCS Wealth Advisory
California
$561K -$127K -5,547 -18%
Wells Fargo
5
Wells Fargo
California
$481K -$5.94K -260 -1%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$69.4K
Morgan Stanley
7
Morgan Stanley
New York
$29.5K
Osaic Holdings
8
Osaic Holdings
Arizona
$6.7K
WC
9
Winmill & Co
New Hampshire
$4.59K