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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$31.4M +$8.86K +389 +0%
CL
2
CSS LLC
Illinois
$6.35M
UBS Group
3
UBS Group
Switzerland
$996K -$294K -12,909 -23%
KWA
4
KCS Wealth Advisory
California
$718K -$7.54K -331 -1%
Wells Fargo
5
Wells Fargo
California
$499K
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$72.4K
Morgan Stanley
7
Morgan Stanley
New York
$28.8K
Osaic Holdings
8
Osaic Holdings
Arizona
$7K
WC
9
Winmill & Co
New Hampshire
$4.49K