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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$31.6M -$57.2K -2,541 -0.2%
CL
2
CSS LLC
Illinois
$6.36M
UBS Group
3
UBS Group
Switzerland
$1.04M +$31.7K +1,409 +3%
KWA
4
KCS Wealth Advisory
California
$712K -$11.6K -517 -2%
Wells Fargo
5
Wells Fargo
California
$493K -$9.54K -424 -2%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$69.8K -$3.04K -135 -4%
Morgan Stanley
7
Morgan Stanley
New York
$29.4K
Osaic Holdings
8
Osaic Holdings
Arizona
$6.74K
WC
9
Winmill & Co
New Hampshire
$4.55K