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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$33.6M +$33.8M +1,405,500 New
CL
2
CSS LLC
Illinois
$6.57M +$536K +22,237 +9%
UBS Group
3
UBS Group
Switzerland
$1.36M -$1.13K -47 -0.1%
Wells Fargo
4
Wells Fargo
California
$502K +$19.3K +800 +4%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$76K +$76.8K +3,191 New
Morgan Stanley
6
Morgan Stanley
New York
$31K
Osaic Holdings
7
Osaic Holdings
Arizona
$13K -$28.9K -1,198 -68%
WC
8
Winmill & Co
New Hampshire
$5K