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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
CL
1
CSS LLC
Illinois
$6.32M +$6.33M +253,083 New
UBS Group
2
UBS Group
Switzerland
$1.43M +$1.44M +57,600 New
Wells Fargo
3
Wells Fargo
California
$509K +$509K +20,368 New
Osaic Holdings
4
Osaic Holdings
Arizona
$44K +$43.7K +1,749 New
Morgan Stanley
5
Morgan Stanley
New York
$32K +$32.1K +1,285 New
WC
6
Winmill & Co
New Hampshire
$5K +$5K +200 New