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SPE.PRC

Special Opportunities Fund Inc 2.75% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$32.1M -$488K -20,647 -1%
CL
2
CSS LLC
Illinois
$6.45M +$102K +4,300 +2%
UBS Group
3
UBS Group
Switzerland
$1.32M -$17.8K -753 -1%
KWA
4
KCS Wealth Advisory
California
$742K +$756K +31,995 New
Wells Fargo
5
Wells Fargo
California
$510K +$19.4K +822 +4%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$74K
Morgan Stanley
7
Morgan Stanley
New York
$30K
Osaic Holdings
8
Osaic Holdings
Arizona
$7K -$6.05K -256 -46%
WC
9
Winmill & Co
New Hampshire
$5K