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Sonoma Pharmaceuticals

19 hedge funds and large institutions have $3.62M invested in Sonoma Pharmaceuticals in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

99% more capital invested

Capital invested by funds: $1.82M → $3.62M (+$1.8M)

0.02% more ownership

Funds ownership: 0.05%0.07% (+0.02%)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

10% less funds holding

Funds holding: 2119 (-2)

Holders
19
Holders Change
-2
Holders Change %
-9.52%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$890K +$22.1K +19 +3%
BA
2
Bard Associates
Illinois
$881K -$17.4K -15 -2%
JAM
3
JW Asset Management
Florida
$724K +$652K +561 New
Renaissance Technologies
4
Renaissance Technologies
New York
$320K +$200K +172 +226%
JHIU
5
Janus Henderson Investors US
Colorado
$272K +$72.1K +62 +42%
BlackRock
6
BlackRock
New York
$198K +$178K +153 New
Geode Capital Management
7
Geode Capital Management
Massachusetts
$107K +$9.3K +8 +11%
VKH
8
Virtu KCG Holdings
New York
$94K +$84.9K +73 New
RJA
9
Raymond James & Associates
Florida
$81K +$1.16K +1 +2%
Morgan Stanley
10
Morgan Stanley
New York
$14K +$3.49K +3 +38%
Bank of America
11
Bank of America
North Carolina
$10K +$2.33K +2 +40%
UBS Group
12
UBS Group
Switzerland
$8K -$5.81K -5 -45%
Wells Fargo
13
Wells Fargo
California
$7K
HFM
14
Hartford Financial Management
Connecticut
$6K
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$4K
AIM
16
Acrospire Investment Management
Illinois
$2K -$18.6K -16 -94%
Creative Planning
17
Creative Planning
Kansas
$2K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1K
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$1K +$1.16K +1 New
BRWA
20
B. Riley Wealth Advisors
Florida
-$53K -58 Closed
AG
21
Advisor Group
Arizona
-$5K -5 Closed
IWM
22
IHT Wealth Management
Illinois
-$1K -1 Closed
SFS
23
Sowell Financial Services
Arkansas
-$1K -1 Closed

SNOA Hedge Fund Activity: Q1 2017 in Review

19 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Sonoma Pharmaceuticals (SNOA) for Q1 2017, worth a combined $3.62M — up 99% from $1.82M a quarter earlier.

Fund positioning in SNOA was balanced in Q1 2017: 4 funds opened new positions, 4 closed out, 7 added to existing stakes and 3 trimmed.

The largest buyer was JW Asset Management, opening a new position worth an estimated $652K. The largest seller was B. Riley Wealth Advisors, exiting entirely with an estimated $53K sold.

  • 19 institutional investors held Sonoma Pharmaceuticals (SNOA) as of Q1 2017, down from 21 in Q4 2016.
  • Funds reported $3.62M of Sonoma Pharmaceuticals stock for Q1 2017, up 99% quarter-over-quarter.
  • 4 funds opened new Sonoma Pharmaceuticals positions in Q1 2017 and 4 closed out, a net change of 0 holders.
  • The largest Sonoma Pharmaceuticals buyer in Q1 2017 was JW Asset Management, an estimated $652K added.
  • The largest Sonoma Pharmaceuticals seller in Q1 2017 was B. Riley Wealth Advisors, an estimated $53K sold.

Based on aggregated 13F filings for Q1 2017.