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Sonoma Pharmaceuticals
SNOA

Overview Fund Activity

18 hedge funds and large institutions have $1.13M invested in Sonoma Pharmaceuticals in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 0 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
18
Holders Change
-11
Holders Change %
-37.93%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
–
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TRCT
1
Tower Research Capital (TRC)
New York
$1K

Top Sellers

1
BA
1
Bard Associates
Illinois
$466K
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$412K
3
BRWA
3
B. Riley Wealth Advisors
Florida
$75K
4
BIT
4
BlackRock Institutional Trust
California
$102K
5
AFM
5
Anson Funds Management
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BA
1
Bard Associates
Illinois
$466K 116,224 -462,902 -80%
Vanguard Group
2
Vanguard Group
Pennsylvania
$412K 102,927 -378,940 -79%
BIT
3
BlackRock Institutional Trust
California
$102K 25,523 -102,094 -80%
BRWA
4
B. Riley Wealth Advisors
Florida
$75K 18,550 -106,203 -85%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$53K 13,430 -53,724 -80%
Wells Fargo
6
Wells Fargo
California
$9K 2,156 -4,215 -66%
BFA
7
BlackRock Fund Advisors
California
$4K 877 -3,173 -78%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$2K 564 -2,956 -84%
Morgan Stanley
9
Morgan Stanley
New York
$2K 445 -2,265 -84%
WAM
10
Wealthspire Advisors (Maryland)
Maryland
$1K 128 -515 -80%
MFS
11
MSI Financial Services
Massachusetts
$1K 128 -314 -71%
TRCT
12
Tower Research Capital (TRC)
New York
$1K 146 +146 New
AFM
13
Anson Funds Management
Texas
– – -365,000 Closed
Goldman Sachs
14
Goldman Sachs
New York
– – -65,884 Closed
GW
15
GW & Wade
Massachusetts
– – -45,000 Closed
NL
16
NWAM LLC
Washington
– – -24,000 Closed
Citadel Advisors
17
Citadel Advisors
Florida
– – -21,407 Closed
VKH
18
Virtu KCG Holdings
New York
– – -20,411 Closed
Northern Trust
19
Northern Trust
Illinois
– – -19,493 Closed
RJA
20
Raymond James & Associates
Florida
– – -19,214 Closed
RC
21
RegentAtlantic Capital
New Jersey
– – -15,353 Closed
Bank of America
22
Bank of America
North Carolina
– – -4,900 Closed
Acadian Asset Management
23
Acadian Asset Management
Massachusetts
– – -4,176 Closed
JFGIW
24
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– – -1,571 Closed
Creative Planning
25
Creative Planning
Kansas
$0 5 -1,022 -100%
1
2