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Sonoma Pharmaceuticals

14 hedge funds and large institutions have $1.13M invested in Sonoma Pharmaceuticals in 2016 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

38% less capital invested

Capital invested by funds: $1.82M → $1.13M (-$693K)

44% less funds holding

Funds holding: 2514 (-11)

85% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 13

Holders
14
Holders Change
-11
Holders Change %
-44%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
3
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BA
1
Bard Associates
Illinois
$466K +$2.58K +3 +0.5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$412K +$31.9K +37 +7%
BIT
3
BlackRock Institutional Trust
California
$102K
BRWA
4
B. Riley Wealth Advisors
Florida
$75K -$31K -36 -26%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$53K
Wells Fargo
6
Wells Fargo
California
$9K +$4.31K +5 +71%
BFA
7
BlackRock Fund Advisors
California
$4K
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$2K -$861 -1 -25%
Morgan Stanley
9
Morgan Stanley
New York
$2K -$861 -1 -33%
WAM
10
Wealthspire Advisors (Maryland)
Maryland
$1K
MFS
11
MSI Financial Services
Massachusetts
$1K +$861 +1 New
TRCT
12
Tower Research Capital (TRC)
New York
$1K +$861 +1 New
AFM
13
Anson Funds Management
Texas
-$348K -406 Closed
Goldman Sachs
14
Goldman Sachs
New York
-$63K -73 Closed
GW
15
GW & Wade
Massachusetts
-$43K -50 Closed
NL
16
NWAM LLC
Washington
-$23K -27 Closed
Citadel Advisors
17
Citadel Advisors
Florida
-$20K -24 Closed
VKH
18
Virtu KCG Holdings
New York
-$19K -23 Closed
Northern Trust
19
Northern Trust
Illinois
-$19K -22 Closed
RJA
20
Raymond James & Associates
Florida
-$18K -21 Closed
RC
21
RegentAtlantic Capital
New Jersey
-$15K -17 Closed
Acadian Asset Management
22
Acadian Asset Management
Massachusetts
-$4K -5 Closed
Bank of America
23
Bank of America
North Carolina
-$5K -5 Closed
JFGIW
24
Johnson Financial Group Inc (Wisconsin)
Wisconsin
-$1K -2 Closed
Creative Planning
25
Creative Planning
Kansas
-$861 -1 Closed

SNOA Hedge Fund Activity: Q2 2016 in Review

14 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sonoma Pharmaceuticals (SNOA) for Q2 2016, worth a combined $1.13M — down 38% from $1.82M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SNOA and 2 opened new positions — a net loss of 11 holders — while 3 trimmed existing stakes and 3 added.

The largest buyer was Vanguard Group, adding an estimated $31.9K. The largest seller was Anson Funds Management, exiting entirely with an estimated $348K sold.

  • 14 institutional investors held Sonoma Pharmaceuticals (SNOA) as of Q2 2016, down from 25 in Q1 2016.
  • Funds reported $1.13M of Sonoma Pharmaceuticals stock for Q2 2016, down 38% quarter-over-quarter.
  • 2 funds opened new Sonoma Pharmaceuticals positions in Q2 2016 and 13 closed out, a net change of -11 holders.
  • The largest Sonoma Pharmaceuticals buyer in Q2 2016 was Vanguard Group, an estimated $31.9K added.
  • The largest Sonoma Pharmaceuticals seller in Q2 2016 was Anson Funds Management, an estimated $348K sold.

Based on aggregated 13F filings for Q2 2016.