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Sonoma Pharmaceuticals

21 hedge funds and large institutions have $1.82M invested in Sonoma Pharmaceuticals in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 1

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

48% more capital invested

Capital invested by funds: $1.23M → $1.82M (+$590K)

31% more funds holding

Funds holding: 1621 (+5)

0.05% more ownership

Funds ownership: 0%0.05% (+0.05%)

Holders
21
Holders Change
+5
Holders Change %
+31.25%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
3
Reduced
1
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BA
1
Bard Associates
Illinois
$633K +$47.3K +57 +9%
Vanguard Group
2
Vanguard Group
Pennsylvania
$609K +$58.9K +71 +12%
JHIU
3
Janus Henderson Investors US
Colorado
$135K +$124K +149 New
BIT
4
BlackRock Institutional Trust
California
$129K
Renaissance Technologies
5
Renaissance Technologies
New York
$69K +$63K +76 New
Geode Capital Management
6
Geode Capital Management
Massachusetts
$67K
RJA
7
Raymond James & Associates
Florida
$55K +$50.6K +61 New
BRWA
8
B. Riley Wealth Advisors
Florida
$53K +$48.1K +58 New
AIM
9
Acrospire Investment Management
Illinois
$15K +$14.1K +17 New
UBS Group
10
UBS Group
Switzerland
$10K -$9.95K -12 -52%
BFA
11
BlackRock Fund Advisors
California
$8K +$2.49K +3 +50%
Morgan Stanley
12
Morgan Stanley
New York
$7K
AG
13
Advisor Group
Arizona
$5K
Wells Fargo
14
Wells Fargo
California
$5K
Bank of America
15
Bank of America
North Carolina
$5K +$4.14K +5 New
HFM
16
Hartford Financial Management
Connecticut
$5K +$4.14K +5 New
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$3K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1K
Creative Planning
19
Creative Planning
Kansas
$1K +$829 +1 New
IWM
20
IHT Wealth Management
Illinois
$1K +$829 +1 New
SFS
21
Sowell Financial Services
Arkansas
$1K +$829 +1 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$47K -60 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$2K -2 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
-$1K -1 Closed
WAM
25
Wealthspire Advisors (Maryland)
Maryland
-$1K -1 Closed

SNOA Hedge Fund Activity: Q4 2016 in Review

21 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sonoma Pharmaceuticals (SNOA) for Q4 2016, worth a combined $1.82M — up 48% from $1.23M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SNOA positions and 5 closed out — a net gain of 5 holders — while 3 added to existing stakes and 1 trimmed.

The largest buyer was Janus Henderson Investors US, opening a new position worth an estimated $124K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $47K sold.

  • 21 institutional investors held Sonoma Pharmaceuticals (SNOA) as of Q4 2016, up from 16 in Q3 2016.
  • Funds reported $1.82M of Sonoma Pharmaceuticals stock for Q4 2016, up 48% quarter-over-quarter.
  • 10 funds opened new Sonoma Pharmaceuticals positions in Q4 2016 and 5 closed out, a net change of +5 holders.
  • The largest Sonoma Pharmaceuticals buyer in Q4 2016 was Janus Henderson Investors US, an estimated $124K added.
  • The largest Sonoma Pharmaceuticals seller in Q4 2016 was Susquehanna International Group, an estimated $47K sold.

Based on aggregated 13F filings for Q4 2016.