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Sonoma Pharmaceuticals
SNOA

Overview Fund Activity

17 hedge funds and large institutions have $870K invested in Sonoma Pharmaceuticals in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 7 closing their positions.

Holders
17
Holders Change
-5
Holders Change %
-22.73%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
5
Reduced
5
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BRWA
1
B. Riley Wealth Advisors
Florida
$138K
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$57K
3
Wells Fargo
3
Wells Fargo
California
$15K
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$587K
5
MAS
5
Madden Advisory Services
Florida
$1K

Top Sellers

1
NL
1
NWAM LLC
Washington
$0
2
BA
2
Bard Associates
Illinois
$0
3
RCM
3
Rotella Capital Management
Washington
$0
4
Barclays
4
Barclays
United Kingdom
$0
5
Jane Street
5
Jane Street
New York
$28K
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$587K 249,980 +3,500 +1%
BRWA
2
B. Riley Wealth Advisors
Florida
$138K 58,603 +15,350 +35%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$57K 24,497 +5,240 +27%
Jane Street
4
Jane Street
New York
$28K 11,729 -11,455 -49%
Wells Fargo
5
Wells Fargo
California
$15K 6,371 +5,071 +390%
Bank of America
6
Bank of America
North Carolina
$10K 4,225 -100 -2%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$10K 4,320 – –
Morgan Stanley
8
Morgan Stanley
New York
$8K 3,237 -3,198 -50%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$8K 3,270 – –
U
10
UBS
Switzerland
$5K 1,930 -3,478 -64%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$2K 702 – –
NES
12
New England Securities
New York
$1K 442 – –
MAS
13
Madden Advisory Services
Florida
$1K 475 +475 New
NL
14
NWAM LLC
Washington
– – -37,895 Closed
BA
15
Bard Associates
Illinois
– – -19,184 Closed
Barclays
16
Barclays
United Kingdom
– – -18,000 Closed
RCM
17
Rotella Capital Management
Washington
– – -17,424 Closed
VIA
18
Vantage Investment Advisors
Pennsylvania
– – -3,000 Closed
TRCT
19
Tower Research Capital (TRC)
New York
$0 100 -1,829 -95%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
– – -1,000 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
– – -23 Closed
OIA
22
Optimum Investment Advisors
Illinois
$0 60 – –
Ameriprise
23
Ameriprise
Minnesota
$0 142 +142 New
Citigroup
24
Citigroup
New York
$0 326 +155 +91%