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Sonoma Pharmaceuticals
SNOA

Overview Fund Activity

15 hedge funds and large institutions have $1.88M invested in Sonoma Pharmaceuticals in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
15
Holders Change
-4
Holders Change %
-21.05%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
4
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BA
1
Bard Associates
Illinois
$623K
2
BRWA
2
B. Riley Wealth Advisors
Florida
$162K
3
Bank of America
3
Bank of America
North Carolina
$12K
4
U
4
UBS
Switzerland
$10K

Top Sellers

1
BIM
1
Bogle Investment Management
Massachusetts
$50K
2
Morgan Stanley
2
Morgan Stanley
New York
$322K
3
RCM
3
Rotella Capital Management
Washington
$0
4
TRCT
4
Tower Research Capital (TRC)
New York
$0
5
OWP
5
Obermeyer Wealth Partners
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BA
1
Bard Associates
Illinois
$623K 227,461 +159,850 +236%
BIT
2
BlackRock Institutional Trust
California
$330K 120,481 – –
Morgan Stanley
3
Morgan Stanley
New York
$322K 117,666 -11,684 -9%
Vanguard Group
4
Vanguard Group
Pennsylvania
$318K 115,611 – –
BRWA
5
B. Riley Wealth Advisors
Florida
$162K 59,260 +15,945 +37%
BIM
6
Bogle Investment Management
Massachusetts
$50K 18,589 -41,410 -69%
California Public Employees Retirement System
7
California Public Employees Retirement System
California
$25K 9,027 – –
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$12K 4,320 – –
Bank of America
9
Bank of America
North Carolina
$12K 4,325 +4,320 +86,400%
U
10
UBS
Switzerland
$10K 3,583 +1,364 +61%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$9K 3,270 -264 -7%
Wells Fargo
12
Wells Fargo
California
$4K 1,300 – –
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$2K 702 – –
CCM
14
Chilton Capital Management
Texas
$1.38K 503 – –
RCM
15
Rotella Capital Management
Washington
– – -10,900 Closed
TRCT
16
Tower Research Capital (TRC)
New York
– – -7,634 Closed
OWP
17
Obermeyer Wealth Partners
Colorado
– – -1,428 Closed
PFO
18
Pathstone Family Office
New Jersey
– – -855 Closed
Citigroup
19
Citigroup
New York
$0 171 -12 -7%