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Sonoma Pharmaceuticals
SNOA

Overview Fund Activity

21 hedge funds and large institutions have $3.58M invested in Sonoma Pharmaceuticals in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 7 closing their positions.

Holders
21
Holders Change
–
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
5
Reduced
4
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SC
1
Sophrosyne Capital
New York
$522K
2
NL
2
NWAM LLC
Washington
$266K
3
Morgan Stanley
3
Morgan Stanley
New York
$578K
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$929K
5
TRCT
5
Tower Research Capital (TRC)
New York
$88K

Top Sellers

1
BIT
1
BlackRock Institutional Trust
California
$0
2
OC
2
Oppenheimer & Co
New York
$0
3
CS
3
Credit Suisse
Switzerland
$0
4
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$0
5
BA
5
Bard Associates
Illinois
$742K
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$929K 246,480 +64,770 +36%
BA
2
Bard Associates
Illinois
$742K 196,685 -7,426 -4%
Morgan Stanley
3
Morgan Stanley
New York
$578K 153,092 +64,709 +73%
SC
4
Sophrosyne Capital
New York
$522K 138,600 +138,600 New
NL
5
NWAM LLC
Washington
$266K 70,554 +70,554 New
BRWA
6
B. Riley Wealth Advisors
Florida
$203K 53,853 +12,543 +30%
TRCT
7
Tower Research Capital (TRC)
New York
$88K 23,365 +22,647 +3,154%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$72K 19,295 +19,295 New
VKH
9
Virtu KCG Holdings
New York
$65K 16,984 +3,737 +28%
Millennium Management
10
Millennium Management
New York
$43K 11,402 +11,402 New
Bank of America
11
Bank of America
North Carolina
$16K 4,225 -222 -5%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$16K 4,320 – –
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$12K 3,270 – –
U
14
UBS
Switzerland
$7K 1,771 -36 -2%
Wells Fargo
15
Wells Fargo
California
$5K 1,300 – –
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$4K 1,000 +1,000 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$3K 702 – –
NES
18
New England Securities
New York
$3K 727 +727 New
Citigroup
19
Citigroup
New York
$1K 171 – –
BIT
20
BlackRock Institutional Trust
California
– – -67,870 Closed
OC
21
Oppenheimer & Co
New York
– – -40,000 Closed
CS
22
Credit Suisse
Switzerland
– – -11,414 Closed
California Public Employees Retirement System
23
California Public Employees Retirement System
California
– – -9,027 Closed
DADC
24
D.A. Davidson & Co
Montana
– – -1,428 Closed
1IC
25
1919 Investment Counsel
Maryland
– – -1,244 Closed
1
2