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Sonoma Pharmaceuticals

18 hedge funds and large institutions have $3.58M invested in Sonoma Pharmaceuticals in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 1

52% more capital invested

Capital invested by funds: $2.35M → $3.58M (+$1.22M)

5% less funds holding

Funds holding: 1918 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
1
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$929K +$245K +72 +36%
BA
2
Bard Associates
Illinois
$742K -$27.2K -8 -4%
Morgan Stanley
3
Morgan Stanley
New York
$578K +$245K +72 +73%
SC
4
Sophrosyne Capital
New York
$522K +$523K +154 New
NL
5
NWAM LLC
Washington
$266K +$265K +78 New
BRWA
6
B. Riley Wealth Advisors
Florida
$203K +$47.6K +14 +30%
TRCT
7
Tower Research Capital (TRC)
New York
$88K +$85K +25 +2,500%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$72K +$71.4K +21 New
VKH
9
Virtu KCG Holdings
New York
$65K +$13.6K +4 +27%
Millennium Management
10
Millennium Management
New York
$43K +$44.2K +13 New
Bank of America
11
Bank of America
North Carolina
$16K
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$16K
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$12K
U
14
UBS
Switzerland
$7K
Wells Fargo
15
Wells Fargo
California
$5K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$4K +$3.4K +1 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$3K
NES
18
New England Securities
New York
$3K +$3.4K +1 New
Citigroup
19
Citigroup
New York
$1K
BIT
20
BlackRock Institutional Trust
California
-$236K -75 Closed
OC
21
Oppenheimer & Co
New York
-$139K -44 Closed
CS
22
Credit Suisse
Switzerland
-$40K -13 Closed
California Public Employees Retirement System
23
California Public Employees Retirement System
California
-$33K -10 Closed
DADC
24
D.A. Davidson & Co
Montana
-$4K -2 Closed
1IC
25
1919 Investment Counsel
Maryland
-$5K -1 Closed

SNOA Hedge Fund Activity: Q1 2014 in Review

18 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Sonoma Pharmaceuticals (SNOA) for Q1 2014, worth a combined $3.58M — up 52% from $2.35M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SNOA and 6 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 5 added.

The largest buyer was Sophrosyne Capital, opening a new position worth an estimated $523K. The largest seller was BlackRock Institutional Trust, exiting entirely with an estimated $236K sold.

  • 18 institutional investors held Sonoma Pharmaceuticals (SNOA) as of Q1 2014, down from 19 in Q4 2013.
  • Funds reported $3.58M of Sonoma Pharmaceuticals stock for Q1 2014, up 52% quarter-over-quarter.
  • 6 funds opened new Sonoma Pharmaceuticals positions in Q1 2014 and 7 closed out, a net change of -1 holder.
  • The largest Sonoma Pharmaceuticals buyer in Q1 2014 was Sophrosyne Capital, an estimated $523K added.
  • The largest Sonoma Pharmaceuticals seller in Q1 2014 was BlackRock Institutional Trust, an estimated $236K sold.

Based on aggregated 13F filings for Q1 2014.