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Sonoma Pharmaceuticals
SNOA

Overview Fund Activity

22 hedge funds and large institutions have $1.41M invested in Sonoma Pharmaceuticals in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
3
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$72K
2
Barclays
2
Barclays
United Kingdom
$54K
3
RCM
3
Rotella Capital Management
Washington
$54K
4
U
4
UBS
Switzerland
$17K
5
VIA
5
Vantage Investment Advisors
Pennsylvania
$9K

Top Sellers

1
BA
1
Bard Associates
Illinois
$59K
2
SC
2
Sophrosyne Capital
New York
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$20K
4
NL
4
NWAM LLC
Washington
$117K
5
TRCT
5
Tower Research Capital (TRC)
New York
$6K
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$762K 246,480 – –
BRWA
2
B. Riley Wealth Advisors
Florida
$134K 43,253 -10,600 -20%
NL
3
NWAM LLC
Washington
$117K 37,895 -32,659 -46%
Jane Street
4
Jane Street
New York
$72K 23,184 +23,184 New
BA
5
Bard Associates
Illinois
$59K 19,184 -177,501 -90%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$59K 19,257 -38 -0.2%
RCM
7
Rotella Capital Management
Washington
$54K 17,424 +17,424 New
Barclays
8
Barclays
United Kingdom
$54K 18,000 +18,000 New
Morgan Stanley
9
Morgan Stanley
New York
$20K 6,435 -146,657 -96%
U
10
UBS
Switzerland
$17K 5,408 +3,637 +205%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$13K 4,320 – –
Bank of America
12
Bank of America
North Carolina
$13K 4,325 +100 +2%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$10K 3,270 – –
VIA
14
Vantage Investment Advisors
Pennsylvania
$9K 3,000 +3,000 New
TRCT
15
Tower Research Capital (TRC)
New York
$6K 1,929 -21,436 -92%
Wells Fargo
16
Wells Fargo
California
$4K 1,300 – –
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$3K 1,000 – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$2K 702 – –
NES
19
New England Securities
New York
$1K 442 -285 -39%
Citigroup
20
Citigroup
New York
$1K 171 – –
SC
21
Sophrosyne Capital
New York
– – -138,600 Closed
VKH
22
Virtu KCG Holdings
New York
– – -16,984 Closed
Millennium Management
23
Millennium Management
New York
– – -11,402 Closed
OIA
24
Optimum Investment Advisors
Illinois
$0 60 – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$0 23 +22 +2,200%