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Sonoma Pharmaceuticals
SNOA

15 hedge funds and large institutions have $473K invested in Sonoma Pharmaceuticals in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 0 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

25% more funds holding

Funds holding: 12 → 15 (+3)

46% less capital invested

Capital invested by funds: $870K → $473K (-$397K)

Holders
15
Holders Change
+3
Holders Change %
+25%
% of All Funds
0.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
2
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BRWA
B. Riley Wealth Advisors
Florida
+$73.2K
2
VKH
Virtu KCG Holdings
New York
+$34.3K
3
TRCT
Tower Research Capital (TRC)
New York
+$4.67K
4
JFGIW
Johnson Financial Group Inc (Wisconsin)
Wisconsin
+$3.12K
5
Morgan Stanley
Morgan Stanley
New York
+$3.12K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$28K
Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$357K – – –
Geode Capital Management
2
Geode Capital Management
Massachusetts
$35K – – –
VKH
3
Virtu KCG Holdings
New York
$28K +$34.3K +22 New
Wells Fargo
4
Wells Fargo
California
$9K – – –
Morgan Stanley
5
Morgan Stanley
New York
$9K +$3.12K +2 +50%
UBS Group
6
UBS Group
Switzerland
$7K +$7.79K +5 New
Bank of America
7
Bank of America
North Carolina
$6K – – –
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$6K – – –
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$5K – – –
TRCT
10
Tower Research Capital (TRC)
New York
$4K +$4.67K +3 New
JFGIW
11
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K +$3.12K +2 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1K – – –
MAS
13
Madden Advisory Services
Florida
$1K – – –
NES
14
New England Securities
New York
$1K – – –
Citigroup
15
Citigroup
New York
$1K +$1.56K +1 New
BRWA
16
B. Riley Wealth Advisors
Florida
$667 +$73.2K +47 +72%
NPC
17
National Planning Corporation
California
$212 – – –
Jane Street
18
Jane Street
New York
– -$28K -13 Closed

SNOA Hedge Fund Activity: Q4 2014 in Review

15 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Sonoma Pharmaceuticals (SNOA) for Q4 2014, worth a combined $473K — down 46% from $870K a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SNOA positions and 1 closed out — a net gain of 4 holders — while 2 added to existing stakes and 0 trimmed.

The largest buyer was B. Riley Wealth Advisors, adding an estimated $73.2K. The largest seller was Jane Street, exiting entirely with an estimated $28K sold.

  • 15 institutional investors held Sonoma Pharmaceuticals (SNOA) as of Q4 2014, up from 12 in Q3 2014.
  • Funds reported $473K of Sonoma Pharmaceuticals stock for Q4 2014, down 46% quarter-over-quarter.
  • 5 funds opened new Sonoma Pharmaceuticals positions in Q4 2014 and 1 closed out, a net change of +4 holders.
  • The largest Sonoma Pharmaceuticals buyer in Q4 2014 was B. Riley Wealth Advisors, an estimated $73.2K added.
  • The largest Sonoma Pharmaceuticals seller in Q4 2014 was Jane Street, an estimated $28K sold.

Based on aggregated 13F filings for Q4 2014.