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Sonoma Pharmaceuticals
SNOA

Overview Fund Activity

21 hedge funds and large institutions have $2.35M invested in Sonoma Pharmaceuticals in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
21
Holders Change
+6
Holders Change %
+40%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
2
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$632K
2
OC
2
Oppenheimer & Co
New York
$139K
3
VKH
3
Virtu KCG Holdings
New York
$46K
4
CS
4
Credit Suisse
Switzerland
$40K
5
1IC
5
1919 Investment Counsel
Maryland
$5K

Top Sellers

1
BIT
1
BlackRock Institutional Trust
California
$236K
2
Morgan Stanley
2
Morgan Stanley
New York
$307K
3
BA
3
Bard Associates
Illinois
$708K
4
BRWA
4
B. Riley Wealth Advisors
Florida
$144K
5
BIM
5
Bogle Investment Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BA
1
Bard Associates
Illinois
$708K 204,111 -23,350 -10%
Vanguard Group
2
Vanguard Group
Pennsylvania
$632K 181,710 +66,099 +57%
Morgan Stanley
3
Morgan Stanley
New York
$307K 88,383 -29,283 -25%
BIT
4
BlackRock Institutional Trust
California
$236K 67,870 -52,611 -44%
BRWA
5
B. Riley Wealth Advisors
Florida
$144K 41,310 -17,950 -30%
OC
6
Oppenheimer & Co
New York
$139K 40,000 +40,000 New
VKH
7
Virtu KCG Holdings
New York
$46K 13,247 +13,247 New
CS
8
Credit Suisse
Switzerland
$40K 11,414 +11,414 New
California Public Employees Retirement System
9
California Public Employees Retirement System
California
$33K 9,027 – –
Bank of America
10
Bank of America
North Carolina
$16K 4,447 +122 +3%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$15K 4,320 – –
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$11K 3,270 – –
U
13
UBS
Switzerland
$6K 1,807 -1,776 -50%
Wells Fargo
14
Wells Fargo
California
$5K 1,300 – –
1IC
15
1919 Investment Counsel
Maryland
$5K 1,244 +1,244 New
DADC
16
D.A. Davidson & Co
Montana
$4K 1,428 +1,428 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$2K 702 – –
TRCT
18
Tower Research Capital (TRC)
New York
$2K 718 +718 New
CCM
19
Chilton Capital Management
Texas
$1.75K 503 – –
Citigroup
20
Citigroup
New York
$1K 171 – –
OIA
21
Optimum Investment Advisors
Illinois
$1K 310 +310 New
BIM
22
Bogle Investment Management
Massachusetts
– – -18,589 Closed