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First Trust SMID Cap Rising Dividend Achievers ETF
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Overview Fund Activity

235 hedge funds and large institutions have $2.07B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2023 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 109 increasing their positions, 47 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
235
Holders Change
+58
Holders Change %
+32.77%
% of All Funds
3.45%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.12%
New
69
Increased
109
Reduced
47
Closed
10
Calls
$187K
Puts
–
Net Calls
+$187K
Net Calls Change
+$187K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$408M
2
LPL Financial
LPL Financial
California
$298M
3
Wells Fargo
Wells Fargo
California
$147M
4
Bank of America
Bank of America
North Carolina
$57M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$35.6M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
$53.9M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
$34.3M
3
KWM
Kolinsky Wealth Management
New Jersey
$0
4
PFS
Prospera Financial Services
Texas
$17.5M
5
Mariner
Mariner
Kansas
$6.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
151
Avior Wealth Management
Nebraska
$576K – – –
AAS
152
Ameritas Advisory Services
Nebraska
$561K -$76.3K -2,328 -12%
PTC
153
Private Trust Company
Ohio
$557K +$208K +6,352 +60%
LSA
154
Lion Street Advisors
Texas
$555K -$150K -4,575 -21%
AWE
155
Avidian Wealth Enterprises
Texas
$520K +$23.7K +722 +5%
LNC
156
Lincoln National Corp
Pennsylvania
$519K +$102K +3,102 +24%
GAA
157
Global Assets Advisory
Florida
$519K – – –
AGA
158
Arkos Global Advisors
Texas
$503K +$503K +15,337 New
OIA
159
OneDigital Investment Advisors
Kansas
$503K +$503K +15,345 New
SCA
160
Snowden Capital Advisors
New York
$494K +$494K +15,071 New
DC
161
Davenport & Co
Virginia
$494K +$83.3K +2,542 +20%
PS
162
Principal Securities
Iowa
$483K +$483K +14,748 New
OPA
163
Old Port Advisors
Maine
$477K -$3.93K -120 -0.8%
MSFS
164
Main Street Financial Solutions
Pennsylvania
$472K +$57.4K +1,753 +14%
TSWM
165
Tyler-Stone Wealth Management
Ohio
$456K +$20.1K +614 +5%
CSA
166
Cottage Street Advisors
Massachusetts
$445K +$45.1K +1,376 +11%
WWA
167
WCG Wealth Advisors
Nevada
$412K -$24.4K -746 -6%
LFAS
168
Level Four Advisory Services
Texas
$407K +$407K +12,410 New
FFA
169
Farther Finance Advisors
California
$405K +$113K +3,448 +39%
NEWAS
170
N.E.W. Advisory Services
Wisconsin
$391K +$391K +11,937 New
OCM
171
Objective Capital Management
Ohio
$382K +$1.18K +36 +0.3%
D.E. Shaw & Co
172
D.E. Shaw & Co
New York
$382K +$382K +11,644 New
AF
173
Allworth Financial
California
$376K -$426 -13 -0.1%
CCA
174
Cottonwood Capital Advisors
Utah
$372K +$32.5K +991 +10%
CWM
175
Cornerstone Wealth Management
Missouri
$367K +$44.3K +1,353 +14%
5 6
7
8 9