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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

178 hedge funds and large institutions have $1.11B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 99 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

148% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 40

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

34% more capital invested

Capital invested by funds: $829M → $1.11B (+$285M)

7% more funds holding

Funds holding: 167 → 178 (+11)

5.71% more ownership

Funds ownership: 71.7% → 77.42% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
178
Holders Change
+11
Holders Change %
+6.59%
% of All Funds
2.82%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
23
Increased
99
Reduced
40
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$74.8M
2
Truist Financial
Truist Financial
North Carolina
+$45.7M
3
Wells Fargo
Wells Fargo
California
+$27.8M
4
LPL Financial
LPL Financial
California
+$27.3M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$15.6M

Top Sellers

1
RIA
Regal Investment Advisors
Michigan
-$4.94M
2
CWM
Castle Wealth Management
Florida
-$3.75M
3
SHFP
Second Half Financial Partners
Florida
-$3.49M
4
CIBC World Market
CIBC World Market
Ontario, Canada
-$2.46M
5
MWM
Mattern Wealth Management
Kansas
-$2.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
FA
76
Flagstar Advisors
New York
$1.56M +$178K +6,089 +12%
IA
77
IFG Advisory
Georgia
$1.52M -$26K -889 -2%
SIAS
78
Summit Investment Advisory Services
Minnesota
$1.48M +$158K +5,397 +11%
PWA
79
PCG Wealth Advisors
Kansas
$1.48M -$8.79K -301 -0.6%
HIS
80
Harvest Investment Services
Illinois
$1.47M -$37.5K -1,283 -2%
WEG
81
World Equity Group
Illinois
$1.44M +$913K +31,278 +94%
AAS
82
Avantax Advisory Services
Texas
$1.41M +$765K +26,212 +111%
PWM
83
Purus Wealth Management
California
$1.4M +$3.5K +120 +0.2%
CCIA
84
Cherry Creek Investment Advisors
Colorado
$1.38M +$78.7K +2,697 +6%
KWM
85
Kingsview Wealth Management
Oregon
$1.37M +$169K +5,773 +14%
IA
86
IFP Advisors
Florida
$1.32M +$474K +16,231 +53%
CCM
87
Chiron Capital Management
Florida
$1.31M -$54K -1,850 -4%
DFA
88
DHK Financial Advisors
New Hampshire
$1.22M – – –
RFP
89
Root Financial Partners
California
$1.19M +$22.3K +764 +2%
VWA
90
Visionary Wealth Advisors
Illinois
$1.19M +$1.23M +41,983 New
SOS
91
Silver Oak Securities
Tennessee
$1.18M +$993K +34,016 +447%
Koshinski Asset Management
92
Koshinski Asset Management
Illinois
$1.11M -$48.2K -1,652 -4%
AW
93
Atlas Wealth
Ohio
$1.1M -$4.58K -157 -0.4%
MWM
94
MinichMacGregor Wealth Management
New York
$1.07M +$1.11M +38,057 New
OC
95
Oppenheimer & Co
New York
$1.07M +$244K +8,347 +28%
SWA
96
Stratos Wealth Advisors
Ohio
$1.07M -$14.1K -482 -1%
Thrivent Financial for Lutherans
97
Thrivent Financial for Lutherans
Minnesota
$1.04M +$662K +22,686 +160%
AI
98
Atria Investments
North Carolina
$1.04M -$380K -13,025 -26%
Rockefeller Capital Management
99
Rockefeller Capital Management
New York
$895K +$159K +5,456 +21%
CA
100
Continuum Advisory
Idaho
$881K +$432K +14,793 +90%
2 3
4
5 6

SDVY Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2023, worth a combined $1.11B — up 34% from $829M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SDVY positions and 11 closed out — a net gain of 12 holders — while 99 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $74.8M. The largest seller was Regal Investment Advisors, cutting an estimated $4.94M.

  • 178 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2023, up from 167 in Q2 2023.
  • Funds reported $1.11B of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2023, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2023 and 11 closed out, a net change of +12 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2023 was Morgan Stanley, an estimated $74.8M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2023 was Regal Investment Advisors, an estimated $4.94M sold.

Based on aggregated 13F filings for Q3 2023.