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First Trust SMID Cap Rising Dividend Achievers ETF

155 hedge funds and large institutions have $663M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2022 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 58 increasing their positions, 53 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 13

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

17% more capital invested

Capital invested by funds: $567M → $663M (+$96.8M)

8% more funds holding

Funds holding: 144155 (+11)

9% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 53

0.85% more ownership

Funds ownership: 69.32%70.17% (+0.85%)

Holders
155
Holders Change
+11
Holders Change %
+7.64%
% of All Funds
2.49%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
27
Increased
58
Reduced
53
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWM
76
IHT Wealth Management
Illinois
$862K -$44.2K -1,704 -5%
PWM
77
Purus Wealth Management
California
$859K +$10K +385 +1%
FIA
78
Foundations Investment Advisors
Arizona
$834K -$178K -6,869 -18%
IFG
79
Independent Financial Group
California
$812K +$40K +1,541 +5%
HighTower Advisors
80
HighTower Advisors
Illinois
$720K +$323K +12,424 +82%
EH
81
Equitable Holdings
New York
$717K +$207K +7,958 +41%
DADC
82
D.A. Davidson & Co
Montana
$699K +$107K +4,134 +18%
SWA
83
Stratos Wealth Advisors
Ohio
$699K -$28.7K -1,105 -4%
WI
84
Wintrust Investments
Illinois
$693K -$1.92M -73,870 -74%
AAS
85
Ameritas Advisory Services
Nebraska
$687K -$283K -10,881 -29%
AWG
86
Altus Wealth Group
Colorado
$664K -$67.5K -2,601 -9%
Susquehanna International Group
87
Susquehanna International Group
Pennsylvania
$661K -$243K -9,344 -27%
IAIM
88
International Assets Investment Management
Florida
$647K +$108K +4,170 +20%
SG
89
StoneX Group
New York
$587K -$71.2K -2,741 -11%
CAN
90
Claraphi Advisory Network
United States
$571K +$569K +21,924 New
Rockefeller Capital Management
91
Rockefeller Capital Management
New York
$567K +$1.09K +42 +0.2%
BRWA
92
B. Riley Wealth Advisors
Florida
$504K -$95.6K -3,681 -16%
WCFA
93
Walkner Condon Financial Advisors
Wisconsin
$497K
KCFA
94
Key Client Fiduciary Advisors
New Jersey
$490K +$2.08K +80 +0.4%
MCC
95
Money Concepts Capital
Florida
$487K +$481K +18,536 +10,777%
AAS
96
Avantax Advisory Services
Texas
$468K -$1.71K -66 -0.4%
AWM
97
Avior Wealth Management
Nebraska
$459K +$26K +1,000 +6%
QPW
98
Quantum Private Wealth
Florida
$458K +$39K +1,501 +9%
VCM
99
Virtue Capital Management
Tennessee
$451K +$5.27K +203 +1%
AF
100
Allworth Financial
California
$435K -$5.16M -198,822 -92%

SDVY Hedge Fund Activity: Q4 2022 in Review

155 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q4 2022, worth a combined $663M — up 17% from $567M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SDVY positions and 13 closed out — a net gain of 14 holders — while 58 added to existing stakes and 53 trimmed.

The largest buyer was LPL Financial, adding an estimated $18.6M. The largest seller was Truist Financial, cutting an estimated $8.26M.

  • 155 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q4 2022, up from 144 in Q3 2022.
  • Funds reported $663M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q4 2022, up 17% quarter-over-quarter.
  • 27 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q4 2022 and 13 closed out, a net change of +14 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q4 2022 was LPL Financial, an estimated $18.6M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q4 2022 was Truist Financial, an estimated $8.26M sold.

Based on aggregated 13F filings for Q4 2022.