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First Trust SMID Cap Rising Dividend Achievers ETF

144 hedge funds and large institutions have $567M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 70 increasing their positions, 53 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 53

2% more capital invested

Capital invested by funds: $555M → $567M (+$11.4M)

0.64% less ownership

Funds ownership: 69.96%69.32% (-0.64%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

2% less funds holding

Funds holding: 147144 (-3)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
144
Holders Change
-3
Holders Change %
-2.04%
% of All Funds
2.48%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
13
Increased
70
Reduced
53
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PA
76
PSI Advisors
Florida
$669K +$173K +6,820 +31%
AWA
77
Arkadios Wealth Advisors
Georgia
$662K +$157K +6,158 +27%
SWA
78
Stratos Wealth Advisors
Ohio
$646K -$27.2K -1,068 -4%
VWA
79
V Wealth Advisors
Kansas
$637K +$143K +5,610 +26%
OPS
80
Orion Portfolio Solutions
Nebraska
$628K +$297K +11,689 +76%
SG
81
StoneX Group
New York
$583K +$89.8K +3,529 +16%
BFEC
82
Benjamin F. Edwards & Company
Missouri
$556K -$30.5K -1,198 -5%
OFS
83
OneAscent Financial Services
Alabama
$550K -$621K -24,416 -51%
BRWA
84
B. Riley Wealth Advisors
Florida
$533K -$7.2K -283 -1%
DADC
85
D.A. Davidson & Co
Montana
$525K +$102K +4,024 +22%
Rockefeller Capital Management
86
Rockefeller Capital Management
New York
$502K -$8.22K -323 -1%
IAIM
87
International Assets Investment Management
Florida
$478K +$524K +20,615 New
EH
88
Equitable Holdings
New York
$452K -$50.1K -1,970 -9%
WCFA
89
Walkner Condon Financial Advisors
Wisconsin
$442K -$79.9K -3,142 -14%
GAA
90
Global Assets Advisory
Florida
$437K +$429K +16,871 New
KCFA
91
Key Client Fiduciary Advisors
New Jersey
$433K -$6.11K -240 -1%
NFG
92
Nations Financial Group
Iowa
$419K +$32.5K +1,277 +8%
AAS
93
Avantax Advisory Services
Texas
$417K +$3.36K +132 +0.7%
VCM
94
Virtue Capital Management
Tennessee
$395K +$21K +827 +5%
AWM
95
Avior Wealth Management
Nebraska
$384K +$14.8K +580 +4%
TRCT
96
Tower Research Capital (TRC)
New York
$378K +$18.2K +717 +5%
OBWG
97
Onyx Bridge Wealth Group
New York
$374K -$95.2K -3,742 -19%
QPW
98
Quantum Private Wealth
Florida
$372K +$15.3K +600 +4%
OPA
99
Old Port Advisors
Maine
$363K -$30.3K -1,191 -7%
HighTower Advisors
100
HighTower Advisors
Illinois
$353K +$82.9K +3,257 +27%

SDVY Hedge Fund Activity: Q3 2022 in Review

144 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2022, worth a combined $567M — up 2.1% from $555M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SDVY and 13 opened new positions — a net loss of 1 holder — while 53 trimmed existing stakes and 70 added.

The largest buyer was LPL Financial, adding an estimated $14.4M. The largest seller was RiverTree Advisors, exiting entirely with an estimated $6.86M sold.

  • 144 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2022, down from 147 in Q2 2022.
  • Funds reported $567M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2022, up 2.1% quarter-over-quarter.
  • 13 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2022 and 14 closed out, a net change of -1 holder.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2022 was LPL Financial, an estimated $14.4M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2022 was RiverTree Advisors, an estimated $6.86M sold.

Based on aggregated 13F filings for Q3 2022.